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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEI
476
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$404K 0.03%
24,316
+50
+0.2% +$791
ADBE icon
477
Adobe
ADBE
$86.8B
$402K 0.03%
3,684
+823
+29% +$82.6K
PZI
478
DELISTED
Invesco Zacks Micro Cap ETF
PZI
$402K 0.03%
23,827
-2,720
-10% -$45K
AGO icon
479
Assured Guaranty
AGO
$3.74B
$401K 0.03%
14,299
-229
-2% -$6.17K
CLB icon
480
Core Laboratories
CLB
$551M
$398K 0.03%
3,611
+24
+0.7% +$2.76K
SNDS
481
DELISTED
SUSTAINABLE NORTH AMERICAN OIL SANDS ETF
SNDS
$398K 0.03%
20,589
+1,873
+10% +$36.2K
AEM icon
482
Agnico Eagle Mines
AEM
$73.5B
$395K 0.03%
7,280
-2,170
-23% -$120K
CMA
483
DELISTED
Comerica
CMA
$393K 0.03%
8,275
-206
-2% -$9.34K
UBSI icon
484
United Bankshares
UBSI
$6.46B
$393K 0.03%
10,431
+331
+3% +$12.7K
FGD icon
485
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$392K 0.03%
16,680
-7,014
-30% -$162K
USDU icon
486
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$471M
$392K 0.03%
14,827
-2,997
-17% -$78.6K
FULT icon
487
Fulton Financial
FULT
$4.67B
$391K 0.03%
27,014
-682
-2% -$9.57K
GSK icon
488
GSK
GSK
$102B
$391K 0.03%
7,268
-288
-4% -$15.8K
SHW icon
489
Sherwin-Williams
SHW
$78.9B
$390K 0.03%
4,245
+2,103
+98% +$204K
WMC
490
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$390K 0.03%
3,748
– –
MMD
491
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
$283M
$388K 0.03%
19,115
-2,070
-10% -$42.4K
IXJ icon
492
iShares Global Healthcare ETF
IXJ
$4.04B
$386K 0.03%
7,632
-7,546
-50% -$388K
EDV icon
493
Vanguard World Funds Extended Duration ETF
EDV
$3.31B
$384K 0.03%
2,825
– –
MDCO
494
DELISTED
Medicines Co
MDCO
$384K 0.03%
10,242
-308
-3% -$11.6K
SUN icon
495
Sunoco
SUN
$14.3B
$382K 0.03%
+13,148
New +$395K
GRMN
496
Garmin
GRMN
$46.4B
$381K 0.03%
7,928
+367
+5% +$18.1K
HAL icon
497
Halliburton
HAL
$27.6B
$380K 0.03%
8,466
-847
-9% -$37K
NVS icon
498
Novartis
NVS
$292B
$380K 0.03%
5,381
-2,418
-31% -$176K
SCHD icon
499
Schwab US Dividend Equity ETF
SCHD
$101B
$380K 0.03%
27,051
-3,348
-11% -$47.3K
ILCV icon
500
iShares Morningstar Value ETF
ILCV
$1.3B
$379K 0.03%
8,630
+850
+11% +$37.6K
18 19
20
21 22

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.