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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
476
3D Systems Corp
DDD
$423M
$305K 0.03%
9,375
-68
-0.7% -$2.45K
IDA icon
477
Idacorp
IDA
$8.28B
$305K 0.03%
4,599
+226
+5% +$13.9K
RTH icon
478
VanEck Retail ETF
RTH
$246M
$304K 0.03%
+4,259
New +$283K
UPL
479
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$304K 0.03%
22,807
+346
+2% +$6.97K
NOV icon
480
NOV
NOV
$7.22B
$301K 0.03%
4,562
-406
-8% -$28.3K
MWE
481
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$295K 0.03%
4,400
-3,400
-44% -$237K
ALXN
482
DELISTED
Alexion Pharmaceuticals
ALXN
$294K 0.03%
1,597
+49
+3% +$9.08K
BX icon
483
Blackstone
BX
$152B
$293K 0.03%
8,861
+103
+1% +$3.22K
VTRS icon
484
Viatris
VTRS
$20.1B
$293K 0.03%
5,204
-360
-6% -$19.3K
CAH icon
485
Cardinal Health
CAH
$52.9B
$292K 0.03%
+3,605
New +$285K
XAR icon
486
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.11B
$292K 0.03%
+5,310
New +$274K
TSCO icon
487
Tractor Supply
TSCO
$15.9B
$290K 0.03%
18,220
-500
-3% -$7.16K
SUSA icon
488
iShares ESG Optimized MSCI USA ETF
SUSA
$3.97B
$288K 0.03%
6,700
-520
-7% -$21.8K
ADAM
489
Adamas Trust
ADAM
$772M
$287K 0.03%
9,324
+1,740
+23% +$54.3K
SRCI
490
DELISTED
SRC Energy Inc
SRCI
$287K 0.03%
22,900
– –
AGCO icon
491
AGCO
AGCO
$8.49B
$286K 0.03%
+6,346
New +$281K
CPB icon
492
Campbell Soup
CPB
$6.38B
$286K 0.03%
6,613
+540
+9% +$23.6K
CHS
493
DELISTED
Chicos FAS, Inc.
CHS
$284K 0.03%
+17,281
New +$265K
BR icon
494
Broadridge
BR
$16.7B
$280K 0.03%
+6,054
New +$265K
FXR icon
495
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$730M
$279K 0.03%
+9,215
New +$273K
NUS icon
496
Nu Skin
NUS
$247M
$277K 0.03%
+6,363
New +$281K
CVY icon
497
Invesco Zacks Multi-Asset Income ETF
CVY
$122M
$275K 0.03%
12,394
+3,806
+44% +$89.3K
KSU
498
DELISTED
Kansas City Southern
KSU
$275K 0.03%
2,253
+1
+0% +$120
TPLM
499
DELISTED
Triangle Petroleum Corporation
TPLM
$275K 0.03%
57,577
+29,794
+107% +$199K
MCY icon
500
Mercury Insurance
MCY
$5.84B
$274K 0.03%
4,825
+600
+14% +$32.1K
18 19
20
21 22

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.