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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
476
Valero Energy
VLO
$90.6B
$267K 0.02%
5,736
-627
-10% -$31.6K
OCSL icon
477
Oaktree Specialty Lending
OCSL
$1.02B
$264K 0.02%
9,568
+1,516
+19% +$44.3K
RVT icon
478
Royce Value Trust
RVT
$2.2B
$263K 0.02%
18,222
+49
+0.3% +$760
TRV icon
479
Travelers Companies
TRV
$78.5B
$259K 0.02%
2,756
+74
+3% +$6.9K
CHK
480
DELISTED
Chesapeake Energy Corporation
CHK
$259K 0.02%
57
-4
-7% -$21.1K
DLTR icon
481
Dollar Tree
DLTR
$22.6B
$258K 0.02%
4,583
+302
+7% +$16.6K
CPB icon
482
Campbell Soup
CPB
$6.38B
$257K 0.02%
6,073
+1,032
+20% +$45.2K
ITB icon
483
iShares US Home Construction ETF
ITB
$2.35B
$257K 0.02%
11,489
-54,400
-83% -$1.28M
UAA icon
484
Under Armour
UAA
$2.87B
$257K 0.02%
7,473
+615
+9% +$20.4K
ALXN
485
DELISTED
Alexion Pharmaceuticals
ALXN
$257K 0.02%
+1,548
New +$254K
DVN icon
486
Devon Energy
DVN
$52.2B
$256K 0.02%
3,812
-368
-9% -$27.4K
VCR icon
487
Vanguard Consumer Discretionary ETF
VCR
$5.81B
$256K 0.02%
2,373
+11
+0.5% +$1.21K
GGN
488
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$764M
$254K 0.02%
27,291
+1,894
+7% +$20.2K
VTRS icon
489
Viatris
VTRS
$20.1B
$254K 0.02%
5,564
-5,840
-51% -$284K
GBF icon
490
iShares Government/Credit Bond ETF
GBF
$133M
$252K 0.02%
2,229
-315
-12% -$35.5K
NIB
491
DELISTED
iPath Bloomberg Cocoa Subindex Total Return ETN due June 24, 2038
NIB
$252K 0.02%
5,740
-155
-3% -$6.47K
TTM
492
DELISTED
Tata Motors Limited
TTM
$252K 0.02%
+5,826
New +$255K
WAB icon
493
Wabtec
WAB
$50.3B
$251K 0.02%
3,111
-225
-7% -$18.6K
LAMR icon
494
Lamar Advertising Co
LAMR
$16B
$250K 0.02%
+5,016
New +$258K
COW
495
DELISTED
iPath Bloomberg Livestock Subindex Total Return ETN due October 22, 2037
COW
$250K 0.02%
7,730
+265
+4% +$8.33K
IAK icon
496
iShares US Insurance ETF
IAK
$501M
$249K 0.02%
5,268
-100
-2% -$4.76K
GDX icon
497
VanEck Gold Miners ETF
GDX
$22.9B
$248K 0.02%
11,679
-962
-8% -$24.6K
CALM icon
498
Cal-Maine
CALM
$4.18B
$243K 0.02%
5,430
– –
TRND
499
DELISTED
ROYAL BK SCOTLAND PLC RBS US LARGE CAP TRENDPILOT ETNS
TRND
$242K 0.02%
+6,197
New +$242K
BBDC icon
500
Barings BDC
BBDC
$858M
$241K 0.02%
9,402
-850
-8% -$23K
18 19
20
21 22

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.