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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+8.73%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$676M
AUM Growth
+$116M
Cap. Flow
+$66.9M
Cap. Flow %
9.89%
Top 10 Hldgs %
21.16%
Holding
540
New
93
Increased
237
Reduced
154
Closed
37

Top Buys

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$4.91M
2
TGP
Teekay LNG Partners L.P.
TGP
+$4.8M
3
VB icon
Vanguard Small-Cap ETF
VB
+$4.53M
4
HR icon
Healthcare Realty
HR
+$3.34M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.41M

Top Sells

Rank Stock Value
1
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$4.32M
2
AAPL icon
Apple
AAPL
+$2.78M
3
SRC
SPIRIT REALTY CAPITAL, INC.
SRC
+$2.71M
4
COLE
COLE REAL ESTATE INVESTMENTS, INC COM
COLE
+$1.62M
5
BIDU icon
Baidu
BIDU
+$1.56M

Sector Composition

Rank Sector Weight
1 Real Estate 6.26%
2 Materials 5.06%
3 Energy 5%
4 Technology 4.98%
5 Industrials 4.4%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RMT
476
Royce Micro-Cap Trust
RMT
$745M
$129K 0.02%
+10,174
New +$124K
PWE
477
DELISTED
Penn West Energy Petroleum Ltd
PWE
$128K 0.02%
15,346
-835
-5% -$8.01K
IQI icon
478
Invesco Quality Municipal Securities
IQI
$526M
$118K 0.02%
10,653
-1,500
-12% -$16.8K
PFL
479
PIMCO Income Strategy Fund
PFL
$381M
$117K 0.02%
+10,293
New +$119K
AA icon
480
Alcoa
AA
$11.9B
$116K 0.02%
4,550
-1,290
-22% -$28.6K
OCSL icon
481
Oaktree Specialty Lending
OCSL
$1.02B
$116K 0.02%
+4,163
New +$123K
ARR
482
Armour Residential REIT
ARR
$2B
$105K 0.02%
655
+53
+9% +$8.54K
FT
483
Franklin Universal Trust
FT
$202M
$100K 0.01%
+14,324
New +$98.9K
NCV
484
Virtus Convertible & Income Fund
NCV
$378M
$99K 0.01%
+2,551
New +$97.9K
CLM icon
485
Cornerstone Strategic Value Fund
CLM
$2.13B
$97K 0.01%
3,725
+931
+33% +$25.4K
DANG
486
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$96K 0.01%
10,000
– –
CRF
487
Cornerstone Total Return Fund
CRF
$1.13B
$94K 0.01%
3,978
+994
+33% +$24.6K
BB icon
488
BlackBerry
BB
$5.06B
$85K 0.01%
11,523
-1,624
-12% -$11.5K
CFP
489
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$80K 0.01%
3,875
– –
ANH
490
DELISTED
Anworth Mortgage Asset Corporation
ANH
$79K 0.01%
18,700
-5,000
-21% -$22.5K
FAX
491
abrdn Asia-Pacific Income Fund
FAX
$597M
$73K 0.01%
+2,085
New +$76.4K
SIRI icon
492
SiriusXM
SIRI
$10.1B
$72K 0.01%
2,164
-760
-26% -$28.4K
KOPN icon
493
Kopin
KOPN
$704M
$67K 0.01%
15,800
– –
HK
494
DELISTED
Halcon Resources Corporation
HK
$58K 0.01%
87
– –
RAD
495
DELISTED
Rite Aid Corporation
RAD
$53K 0.01%
512
– –
HYF
496
DELISTED
MANAGED HIGH YLD PLUS FD INC
HYF
$37K 0.01%
+18,468
New +$37.6K
CIM
497
Chimera Investment
CIM
$1.03B
$36K 0.01%
+773
New +$35.2K
TGB
498
Trekor Metals
TGB
$2.65B
$25K ﹤0.01%
12,000
-100
-0.8% -$208
OIBR.C
499
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$20K ﹤0.01%
25
-6
-19% -$5.19K
BTM
500
DELISTED
OI S.A. SPON ADR REPSTG 3 PFD SHS (BRA)
BTM
$16K ﹤0.01%
10,000
-135,917
-93% -$217K
18 19
20
21 22

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2013 Portfolio in Review

As of Q4 2013, Cetera Advisors held 540 positions worth $676M, up 21% from $561M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $66.9M of net new capital in Q4 2013, opening 93 new positions and adding to 237 existing holdings. Its largest new stake was Vanguard Financials ETF: 114,506 shares worth $5.09M.

By sector, the portfolio is most concentrated in Real Estate at 6.3% of assets, down from 7% a quarter earlier, followed by Materials and Energy.

On the sell side, the largest reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, an estimated $4.32M trimmed.

  • Cetera Advisors's largest Q4 2013 buy was Vanguard Financials ETF: 114,506 shares worth $5.09M.
  • Cetera Advisors added most to Teekay LNG Partners L.P. in Q4 2013, an estimated $4.8M increase.
  • Cetera Advisors's biggest Q4 2013 reduction was LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS, cutting an estimated $4.32M.
  • Cetera Advisors fully exited Baidu in Q4 2013, selling an estimated $1.56M.
  • Cetera Advisors's ten largest holdings make up 21% of its $676M portfolio in Q4 2013.
  • Cetera Advisors opened 93 new positions and closed 37 in Q4 2013.
  • Cetera Advisors's portfolio value rose 21% quarter-over-quarter to $676M.

Based on Cetera Advisors's 13F filing for Q4 2013, filed 12 Feb 2014.