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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPST icon
26
JPMorgan Ultra-Short Income ETF
JPST
$40B
$28.7M 0.56%
566,550
-17,265
-3% -$876K
IWP icon
27
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$28.4M 0.55%
253,554
+66,845
+36% +$7.69M
STIP icon
28
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$27.8M 0.54%
263,546
+71,388
+37% +$7.57M
CLF icon
29
Cleveland-Cliffs
CLF
$5.39B
$27.1M 0.53%
1,368,661
+40,880
+3% +$932K
DGRO icon
30
iShares Core Dividend Growth ETF
DGRO
$42.2B
$25.6M 0.5%
510,289
+98,382
+24% +$5.1M
RDVY icon
31
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$25.6M 0.5%
539,187
+124,361
+30% +$6.03M
GLD icon
32
SPDR Gold Trust
GLD
$133B
$24.5M 0.48%
149,075
+33,906
+29% +$5.68M
DE icon
33
Deere & Co
DE
$164B
$24.3M 0.47%
72,551
+30,795
+74% +$11.1M
IJH icon
34
iShares Core S&P Mid-Cap ETF
IJH
$123B
$23.2M 0.45%
441,705
+28,625
+7% +$1.54M
JNJ icon
35
Johnson & Johnson
JNJ
$615B
$22.6M 0.44%
140,000
+20,298
+17% +$3.46M
FVD icon
36
First Trust Value Line Dividend Fund
FVD
$8.18B
$22.6M 0.44%
576,712
+92,869
+19% +$3.77M
CRM icon
37
Salesforce
CRM
$133B
$22.3M 0.43%
82,207
+7,253
+10% +$1.84M
HON icon
38
Honeywell
HON
$73.8B
$22.1M 0.43%
110,505
+16,032
+17% +$3.42M
DIS icon
39
Walt Disney
DIS
$166B
$22M 0.43%
130,106
+26,565
+26% +$4.74M
EFA icon
40
iShares MSCI EAFE ETF
EFA
$77.1B
$21.7M 0.42%
277,743
+2,228
+0.8% +$178K
PG icon
41
Procter & Gamble
PG
$347B
$21.6M 0.42%
154,161
+12,078
+9% +$1.71M
BAC icon
42
Bank of America
BAC
$432B
$21.1M 0.41%
496,251
+27,463
+6% +$1.11M
IWD icon
43
iShares Russell 1000 Value ETF
IWD
$81.7B
$21M 0.41%
134,467
+43,084
+47% +$6.91M
VXUS icon
44
Vanguard Total International Stock ETF
VXUS
$155B
$20.9M 0.41%
329,658
+70,928
+27% +$4.63M
DIA icon
45
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$20.3M 0.4%
60,064
+10,751
+22% +$3.76M
NVDA icon
46
NVIDIA
NVDA
$5.14T
$20.2M 0.39%
976,300
+154,020
+19% +$3.2M
NIO icon
47
NIO
NIO
$11.7B
$20.1M 0.39%
565,182
+131,192
+30% +$5.39M
GOOG icon
48
Alphabet (Google) Class C
GOOG
$4.17T
$20.1M 0.39%
151,100
+28,180
+23% +$3.89M
IVE icon
49
iShares S&P 500 Value ETF
IVE
$48.8B
$20.1M 0.39%
138,264
+34,057
+33% +$5.08M
SPHQ icon
50
Invesco S&P 500 Quality ETF
SPHQ
$19.4B
$19.9M 0.39%
410,597
+36,218
+10% +$1.81M
1
2
3 4 5

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.