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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWO icon
26
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.3B
$6.04M 0.59%
126,881
-934
-0.7% -$43.7K
TIP icon
27
iShares TIPS Bond ETF
TIP
$14.5B
$6M 0.58%
53,575
+5,910
+12% +$667K
MT icon
28
ArcelorMittal
MT
$50.2B
$5.92M 0.58%
236,367
-13,562
-5% -$377K
VZ icon
29
Verizon
VZ
$185B
$5.83M 0.57%
124,643
+6,967
+6% +$341K
T icon
30
AT&T
T
$159B
$5.82M 0.57%
229,276
+38,942
+20% +$1.01M
UNG icon
31
United States Natural Gas Fund
UNG
$469M
$5.72M 0.56%
+24,241
New +$7.78M
MAIN icon
32
Main Street Capital
MAIN
$4.99B
$5.61M 0.55%
192,064
-21,760
-10% -$672K
IWP icon
33
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$5.49M 0.53%
117,760
+9,860
+9% +$446K
LINE
34
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$5.46M 0.53%
538,644
+316,498
+142% +$6.51M
FEX icon
35
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$5.39M 0.52%
118,210
+16,568
+16% +$734K
TGP
36
DELISTED
Teekay LNG Partners L.P.
TGP
$5.34M 0.52%
124,113
+294
+0.2% +$11.5K
JNJ icon
37
Johnson & Johnson
JNJ
$616B
$5.1M 0.5%
48,816
+3,928
+9% +$414K
IJS icon
38
iShares S&P Small-Cap 600 Value ETF
IJS
$8.19B
$4.84M 0.47%
82,020
-4,992
-6% -$282K
IWM icon
39
iShares Russell 2000 ETF
IWM
$81.9B
$4.8M 0.47%
40,053
+3,818
+11% +$437K
IJH icon
40
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.55M 0.44%
157,335
-5,420
-3% -$152K
VIG icon
41
Vanguard Dividend Appreciation ETF
VIG
$111B
$4.54M 0.44%
56,220
+3,640
+7% +$288K
INTC icon
42
Intel
INTC
$530B
$4.52M 0.44%
124,458
-2,754
-2% -$95.8K
KMI icon
43
Kinder Morgan
KMI
$72.4B
$4.48M 0.44%
106,110
+38,548
+57% +$1.52M
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.8B
$4.41M 0.43%
36,853
+10,435
+39% +$1.24M
NLY icon
45
Annaly Capital Management
NLY
$16.4B
$4.39M 0.43%
101,571
+4,028
+4% +$182K
GILD icon
46
Gilead Sciences
GILD
$163B
$4.38M 0.43%
46,582
+9,231
+25% +$955K
ERF
47
DELISTED
Enerplus Corporation
ERF
$4.35M 0.42%
+450,650
New +$6.09M
AGG icon
48
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.35M 0.42%
39,433
+732
+2% +$80.5K
APU
49
DELISTED
AmeriGas Partners, L.P.
APU
$4.34M 0.42%
90,599
-50,099
-36% -$2.32M
DIA icon
50
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.2B
$4.33M 0.42%
24,289
+15,293
+170% +$2.65M
1
2
3 4 5

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.