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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
26
Invesco QQQ Trust
QQQ
$469B
$6.63M 0.51%
67,040
+2,427
+4% +$236K
MAIN icon
27
Main Street Capital
MAIN
$4.99B
$6.56M 0.5%
213,824
+206,034
+2,645% +$6.59M
APU
28
DELISTED
AmeriGas Partners, L.P.
APU
$6.43M 0.49%
140,698
-4,354
-3% -$198K
FCX icon
29
Freeport-McMoran
FCX
$93.4B
$6.16M 0.47%
188,330
-4,894
-3% -$178K
VZ icon
30
Verizon
VZ
$185B
$5.86M 0.45%
117,676
+6,359
+6% +$316K
RWO icon
31
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$5.67M 0.43%
127,815
+3,499
+3% +$163K
DFE icon
32
WisdomTree Europe SmallCap Dividend Fund
DFE
$164M
$5.65M 0.43%
108,029
-3,820
-3% -$216K
TGP
33
DELISTED
Teekay LNG Partners L.P.
TGP
$5.4M 0.41%
123,819
-4,586
-4% -$200K
TIP icon
34
iShares TIPS Bond ETF
TIP
$14.5B
$5.34M 0.41%
47,665
+23,062
+94% +$2.64M
IJK icon
35
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.29M 0.4%
139,536
+7,436
+6% +$288K
T icon
36
AT&T
T
$160B
$5.08M 0.39%
190,334
+53,297
+39% +$1.42M
VALE icon
37
Vale
VALE
$63.2B
$4.96M 0.38%
452,749
+414,318
+1,078% +$5.53M
JNJ icon
38
Johnson & Johnson
JNJ
$615B
$4.79M 0.36%
44,888
+679
+2% +$70.4K
IWP icon
39
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$4.77M 0.36%
107,900
+1,842
+2% +$82.2K
IJS icon
40
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
$4.67M 0.36%
87,012
+2,238
+3% +$126K
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.45M 0.34%
162,755
+3,465
+2% +$97.6K
INTC icon
42
Intel
INTC
$516B
$4.42M 0.34%
127,212
+7,556
+6% +$256K
FEX icon
43
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.42M 0.34%
101,642
+7,514
+8% +$332K
FXI icon
44
iShares China Large-Cap ETF
FXI
$4.29B
$4.31M 0.33%
112,526
-8,083
-7% -$324K
VUG icon
45
Vanguard Growth ETF
VUG
$222B
$4.31M 0.33%
260,136
-2,874
-1% -$47.9K
IBM icon
46
IBM
IBM
$193B
$4.23M 0.32%
23,353
+708
+3% +$129K
AGG icon
47
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.22M 0.32%
38,701
+1,808
+5% +$197K
NLY icon
48
Annaly Capital Management
NLY
$16.4B
$4.16M 0.32%
97,543
+7,493
+8% +$342K
VIG icon
49
Vanguard Dividend Appreciation ETF
VIG
$110B
$4.05M 0.31%
52,580
+1,927
+4% +$149K
FEZ icon
50
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.33B
$3.99M 0.3%
100,385
-5,658
-5% -$233K
1
2
3 4 5

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.