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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MFA
26
MFA Financial
MFA
$944M
$6.07M 0.68%
185,501
-2,340
-1% -$75.6K
QQQ icon
27
Invesco QQQ Trust
QQQ
$469B
$6.06M 0.68%
64,613
+37,343
+137% +$3.33M
TGP
28
DELISTED
Teekay LNG Partners L.P.
TGP
$5.93M 0.67%
128,405
+1,096
+0.9% +$48.1K
RWO icon
29
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.29B
$5.8M 0.65%
124,316
+6,762
+6% +$309K
PG icon
30
Procter & Gamble
PG
$347B
$5.75M 0.64%
72,873
+17,824
+32% +$1.44M
VZ icon
31
Verizon
VZ
$185B
$5.45M 0.61%
111,317
+39,509
+55% +$1.91M
IJK icon
32
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.2M 0.58%
132,100
+212
+0.2% +$8.01K
IJS icon
33
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
$4.9M 0.55%
84,774
+4,938
+6% +$276K
IWP icon
34
iShares Russell Mid-Cap Growth ETF
IWP
$20.3B
$4.75M 0.53%
106,058
+3,826
+4% +$164K
JNJ icon
35
Johnson & Johnson
JNJ
$615B
$4.62M 0.52%
44,209
+5,040
+13% +$509K
FEZ icon
36
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.33B
$4.59M 0.51%
106,043
-3,409
-3% -$149K
IJH icon
37
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.55M 0.51%
159,290
+19,565
+14% +$538K
IEFA icon
38
iShares Core MSCI EAFE ETF
IEFA
$187B
$4.54M 0.51%
72,963
+19,361
+36% +$1.2M
FXI icon
39
iShares China Large-Cap ETF
FXI
$4.29B
$4.47M 0.5%
120,609
-2,090
-2% -$75.7K
VUG icon
40
Vanguard Growth ETF
VUG
$222B
$4.34M 0.49%
263,010
+4,830
+2% +$76.6K
CLF icon
41
Cleveland-Cliffs
CLF
$5.39B
$4.24M 0.47%
280,040
+8,671
+3% +$147K
FEX icon
42
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$4.17M 0.47%
94,128
+10,086
+12% +$431K
NLY icon
43
Annaly Capital Management
NLY
$16.4B
$4.11M 0.46%
90,050
+5,685
+7% +$262K
AGG icon
44
iShares Core US Aggregate Bond ETF
AGG
$138B
$4.04M 0.45%
36,893
+3,887
+12% +$423K
CEF icon
45
Sprott Physical Gold and Silver Trust
CEF
$7.6B
$4.03M 0.45%
277,030
+9,233
+3% +$128K
IWM icon
46
iShares Russell 2000 ETF
IWM
$81.6B
$3.97M 0.45%
33,451
+8,371
+33% +$951K
VIG icon
47
Vanguard Dividend Appreciation ETF
VIG
$110B
$3.96M 0.44%
50,653
-27,253
-35% -$2.08M
IBM icon
48
IBM
IBM
$193B
$3.91M 0.44%
22,645
+1,189
+6% +$214K
GOOG icon
49
Alphabet (Google) Class C
GOOG
$4.17T
$3.87M 0.43%
132,342
-5,854
-4% -$159K
HYG icon
50
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.4B
$3.85M 0.43%
40,390
+16,086
+66% +$1.52M
1
2
3 4 5

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.