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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FEZ icon
26
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.33B
$4.33M 0.77%
112,503
+1,514
+1% +$54.9K
LINE
27
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$4.21M 0.75%
+162,528
New +$4.21M
VIG icon
28
Vanguard Dividend Appreciation ETF
VIG
$111B
$3.98M 0.71%
57,251
+13,062
+30% +$904K
VUG icon
29
Vanguard Growth ETF
VUG
$222B
$3.85M 0.69%
273,408
-14,784
-5% -$204K
GOOG icon
30
Alphabet (Google) Class C
GOOG
$4.22T
$3.81M 0.68%
174,010
-10,037
-5% -$222K
IVV icon
31
iShares Core S&P 500 ETF
IVV
$887B
$3.77M 0.67%
22,308
+2,571
+13% +$433K
SRC
32
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$3.69M 0.66%
+89,568
New +$3.69M
CEF icon
33
Sprott Physical Gold and Silver Trust
CEF
$7.62B
$3.68M 0.66%
250,590
+1,147
+0.5% +$17.1K
NLY icon
34
Annaly Capital Management
NLY
$16.4B
$3.59M 0.64%
77,651
-10,924
-12% -$514K
IJK icon
35
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.9B
$3.58M 0.64%
102,836
+26,480
+35% +$901K
IAU icon
36
iShares Gold Trust
IAU
$64.2B
$3.57M 0.64%
138,424
+34,169
+33% +$882K
IJS icon
37
iShares S&P Small-Cap 600 Value ETF
IJS
$8.18B
$3.55M 0.63%
69,414
+1,486
+2% +$73.9K
GE icon
38
GE Aerospace
GE
$355B
$3.54M 0.63%
30,758
+7,862
+34% +$902K
IWP icon
39
iShares Russell Mid-Cap Growth ETF
IWP
$20.4B
$3.51M 0.63%
89,698
+10,958
+14% +$418K
GLD icon
40
SPDR Gold Trust
GLD
$133B
$3.15M 0.56%
24,489
-3,115
-11% -$400K
IJH icon
41
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.08M 0.55%
124,095
+4,755
+4% +$116K
JNJ icon
42
Johnson & Johnson
JNJ
$614B
$3.07M 0.55%
35,439
+1,717
+5% +$154K
VDC icon
43
Vanguard Consumer Staples ETF
VDC
$7.89B
$3.02M 0.54%
29,109
+726
+3% +$76.3K
EEM icon
44
iShares MSCI Emerging Markets ETF
EEM
$28.8B
$2.99M 0.53%
73,681
-8,094
-10% -$320K
INTC icon
45
Intel
INTC
$521B
$2.96M 0.53%
129,039
-1,391
-1% -$32K
IJR icon
46
iShares Core S&P Small-Cap ETF
IJR
$110B
$2.94M 0.53%
59,118
+2,726
+5% +$132K
RZV icon
47
Invesco S&P SmallCap 600 Pure Value ETF
RZV
$295M
$2.88M 0.51%
51,630
-1,958
-4% -$105K
VZ icon
48
Verizon
VZ
$185B
$2.82M 0.5%
60,437
+4,776
+9% +$233K
VGT icon
49
Vanguard Information Technology ETF
VGT
$142B
$2.73M 0.49%
271,992
-12,496
-4% -$123K
AMJ
50
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$2.45M 0.44%
55,243
-475
-0.9% -$21.8K
1
2
3 4 5

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.