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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLV icon
451
iShares Silver Trust
SLV
$28.1B
$1.67M 0.03%
81,584
+19,312
+31% +$434K
CHD icon
452
Church & Dwight Co
CHD
$23.1B
$1.66M 0.03%
20,115
-547
-3% -$46.4K
SKYY icon
453
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.65M 0.03%
15,645
+2,440
+18% +$262K
NAZ icon
454
Nuveen Arizona Quality Municipal Income Fund
NAZ
$158M
$1.64M 0.03%
104,283
+2,646
+3% +$42.2K
HPF
455
John Hancock Preferred Income Fund II
HPF
$341M
$1.63M 0.03%
75,123
-33,468
-31% -$737K
BSJL
456
DELISTED
Invesco BulletShares 2021 High Yield Corporate Bond ETF
BSJL
$1.63M 0.03%
70,783
+32,100
+83% +$738K
DFAX icon
457
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$1.63M 0.03%
+62,830
New +$1.66M
LGLV icon
458
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$1.62M 0.03%
12,169
-300
-2% -$41.5K
ITW icon
459
Illinois Tool Works
ITW
$81.4B
$1.62M 0.03%
7,820
+3,281
+72% +$740K
BSCQ icon
460
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
$1.61M 0.03%
75,170
+52,080
+226% +$1.12M
TWLO icon
461
Twilio
TWLO
$29.1B
$1.6M 0.03%
5,032
+1,907
+61% +$694K
DAL icon
462
Delta Air Lines
DAL
$55.9B
$1.6M 0.03%
37,584
-569
-1% -$23.2K
IGRO icon
463
iShares International Dividend Growth ETF
IGRO
$1.27B
$1.6M 0.03%
24,474
-4,798
-16% -$324K
IEI icon
464
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.59M 0.03%
12,205
+267
+2% +$35K
QQQH
465
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$1.59M 0.03%
28,931
+9,264
+47% +$527K
ILCG icon
466
iShares Morningstar Growth ETF
ILCG
$3.1B
$1.59M 0.03%
24,227
-439
-2% -$29.6K
IJS icon
467
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$1.59M 0.03%
15,764
-1,019
-6% -$103K
QQQJ icon
468
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.11B
$1.58M 0.03%
47,790
+16,839
+54% +$574K
CMG icon
469
Chipotle Mexican Grill
CMG
$40.8B
$1.57M 0.03%
43,200
-2,050
-5% -$74.6K
EVT icon
470
Eaton Vance Tax-Advantaged Dividend Income Fund
EVT
$2.06B
$1.57M 0.03%
57,184
+24,094
+73% +$672K
WELL icon
471
Welltower
WELL
$178B
$1.55M 0.03%
18,867
+5,163
+38% +$444K
SPYD icon
472
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$1.55M 0.03%
39,571
+17,387
+78% +$692K
LNT icon
473
Alliant Energy
LNT
$19.4B
$1.54M 0.03%
27,564
+11,715
+74% +$692K
TECB icon
474
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
$1.54M 0.03%
37,412
+29,518
+374% +$1.24M
FALN icon
475
iShares Fallen Angels USD Bond ETF
FALN
$1.63B
$1.54M 0.03%
51,023
+9,013
+21% +$272K
17 18
19
20 21

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.