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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSL icon
451
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$691K 0.03%
14,640
+1,034
+8% +$48.9K
CINF icon
452
Cincinnati Financial
CINF
$27.7B
$689K 0.03%
+5,911
New +$650K
GM icon
453
General Motors
GM
$73B
$689K 0.03%
18,472
-5,462
-23% -$210K
XEL icon
454
Xcel Energy
XEL
$50.4B
$688K 0.03%
10,621
-3,422
-24% -$213K
DHR icon
455
Danaher
DHR
$135B
$681K 0.03%
5,326
-130
-2% -$16.3K
CME icon
456
CME Group
CME
$91.9B
$679K 0.03%
3,216
-257
-7% -$53.7K
TDIV icon
457
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.07B
$676K 0.03%
16,908
-51,235
-75% -$2.03M
BSCN
458
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$674K 0.03%
31,573
+212
+0.7% +$4.5K
ILPT
459
Industrial Logistics Properties Trust
ILPT
$613M
$672K 0.03%
31,548
-1,746
-5% -$37.2K
DIM icon
460
WisdomTree International MidCap Dividend Fund
DIM
$162M
$670K 0.03%
+11,170
New +$672K
CELG
461
DELISTED
Celgene Corp
CELG
$669K 0.03%
6,801
-144
-2% -$13.7K
REM icon
462
iShares Mortgage Real Estate ETF
REM
$540M
$664K 0.03%
15,767
-9,616
-38% -$406K
WY icon
463
Weyerhaeuser
WY
$17B
$659K 0.03%
23,831
+608
+3% +$15.9K
VSS icon
464
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$657K 0.03%
6,460
-2,417
-27% -$248K
CSX icon
465
CSX Corp
CSX
$98.1B
$656K 0.03%
28,506
-5,481
-16% -$128K
CTVA icon
466
Corteva
CTVA
$59.4B
$655K 0.03%
23,697
+1,514
+7% +$43.8K
IYT icon
467
iShares US Transportation ETF
IYT
$2.33B
$654K 0.03%
14,064
-5,992
-30% -$280K
VTR icon
468
Ventas
VTR
$47.6B
$646K 0.03%
8,824
-1,973
-18% -$140K
HISF icon
469
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.3M
$645K 0.03%
12,730
+8,280
+186% +$419K
GS icon
470
Goldman Sachs
GS
$317B
$640K 0.03%
3,091
+33
+1% +$6.9K
TY icon
471
TRI-Continental Corp
TY
$1.85B
$638K 0.03%
23,378
+1,977
+9% +$53.4K
CGW icon
472
Invesco S&P Global Water Index ETF
CGW
$1.05B
$622K 0.03%
16,272
+533
+3% +$19.9K
EIX icon
473
Edison International
EIX
$30.6B
$622K 0.03%
8,257
-2,938
-26% -$211K
FIXD icon
474
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$622K 0.03%
11,823
+19
+0.2% +$995
FDT icon
475
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$619K 0.03%
11,865
+138
+1% +$7.22K
17 18
19
20 21

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.