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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYE icon
451
iShares US Energy ETF
IYE
$1.75B
$294K 0.02%
5,689
+9
+0.2% +$495
WIN
452
DELISTED
Windstream Holdings Inc
WIN
$294K 0.02%
+3,482
New +$298K
VT icon
453
Vanguard Total World Stock ETF
VT
$76.6B
$291K 0.02%
4,809
+357
+8% +$22.1K
HYD icon
454
VanEck High Yield Muni ETF
HYD
$4.45B
$290K 0.02%
+4,704
New +$284K
WPC icon
455
W.P. Carey
WPC
$16.8B
$289K 0.02%
4,613
-10,887
-70% -$713K
EXG icon
456
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
$285K 0.02%
28,275
+7,300
+35% +$75.1K
OHI icon
457
Omega Healthcare
OHI
$15.2B
$284K 0.02%
8,271
+827
+11% +$30.4K
APL
458
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$284K 0.02%
7,800
– –
LNG icon
459
Cheniere Energy
LNG
$56.3B
$283K 0.02%
+3,537
New +$270K
SPG icon
460
Simon Property Group
SPG
$73.3B
$283K 0.02%
1,730
+1
+0.1% +$168
FTR
461
DELISTED
Frontier Communications Corp.
FTR
$283K 0.02%
2,942
+52
+2% +$4.95K
ISCV icon
462
iShares Morningstar Small-Cap Value ETF
ISCV
$681M
$281K 0.02%
7,008
+399
+6% +$16.6K
LOW icon
463
Lowe's Companies
LOW
$113B
$281K 0.02%
5,353
-6
-0.1% -$303
PSP icon
464
Invesco Global Listed Private Equity ETF
PSP
$225M
$281K 0.02%
5,111
+841
+20% +$49.7K
TPZ
465
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$281K 0.02%
10,029
-3,025
-23% -$86.3K
SKYY icon
466
First Trust Cloud Computing ETF
SKYY
$2.75B
$279K 0.02%
10,205
-685
-6% -$18.8K
SRCI
467
DELISTED
SRC Energy Inc
SRCI
$279K 0.02%
22,900
+7,500
+49% +$93.5K
STON
468
DELISTED
StoneMor Inc.
STON
$277K 0.02%
10,735
– –
EW icon
469
Edwards Lifesciences
EW
$48.3B
$274K 0.02%
16,032
+1,236
+8% +$19.5K
GSK icon
470
GSK
GSK
$101B
$273K 0.02%
4,734
+178
+4% +$10.9K
KSU
471
DELISTED
Kansas City Southern
KSU
$272K 0.02%
2,252
+1
+0% +$114
SYY icon
472
Sysco
SYY
$38.9B
$269K 0.02%
7,052
-36
-0.5% -$1.34K
WAFD icon
473
WaFd
WAFD
$2.69B
$269K 0.02%
13,281
-1,103
-8% -$23.6K
BX icon
474
Blackstone
BX
$153B
$268K 0.02%
+8,758
New +$285K
TEL icon
475
TE Connectivity
TEL
$59B
$267K 0.02%
4,830
+98
+2% +$6.1K
17 18
19
20 21

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.