We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DON icon
451
WisdomTree US MidCap Dividend Fund
DON
$3.99B
– –
-11,640
Closed -$254K
DXJ icon
452
WisdomTree Japan Hedged Equity Fund
DXJ
$7.17B
– –
-17,466
Closed -$798K
EGY icon
453
Vaalco Energy
EGY
$611M
– –
-40,000
Closed -$229K
EPHE icon
454
iShares MSCI Philippines ETF
EPHE
$127M
– –
-8,445
Closed -$300K
FTCS icon
455
First Trust Capital Strength ETF
FTCS
$7.78B
– –
-23,916
Closed -$709K
GYLD icon
456
Arrow Dow Jones Global Yield ETF
GYLD
$36.7M
– –
-8,076
Closed -$208K
IEF icon
457
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
– –
-2,162
Closed -$222K
ISRG icon
458
Intuitive Surgical
ISRG
$119B
– –
-5,328
Closed -$300K
IYE icon
459
iShares US Energy ETF
IYE
$1.74B
– –
-9,246
Closed -$412K
LUMN icon
460
Lumen
LUMN
$6.73B
– –
-9,624
Closed -$342K
NBR icon
461
Nabors Industries
NBR
$1.25B
– –
-250
Closed -$192K
NOK icon
462
Nokia
NOK
$54.3B
– –
-12,815
Closed -$47K
PCG icon
463
PG&E
PCG
$38.6B
– –
-4,554
Closed -$208K
PTY icon
464
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
– –
-41,278
Closed -$816K
PYZ icon
465
Invesco Dorsey Wright Basic Materials Momentum ETF
PYZ
$76.9M
– –
-6,935
Closed -$295K
QLYS icon
466
Qualys
QLYS
$4.71B
– –
-12,500
Closed -$202K
SDOW icon
467
ProShares UltraPro Short Dow 30
SDOW
$173M
– –
-105
Closed -$1.17M
SPFF icon
468
Global X SuperIncome Preferred ETF
SPFF
$139M
– –
-26,798
Closed -$394K
THD icon
469
iShares MSCI Thailand ETF
THD
$358M
– –
-2,575
Closed -$202K
TLT icon
470
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
– –
-2,330
Closed -$259K
TTE icon
471
TotalEnergies
TTE
$191B
– –
-6,945
Closed -$338K
UHS icon
472
Universal Health Services
UHS
$9.16B
– –
-4,209
Closed -$282K
UPS icon
473
United Parcel Service
UPS
$97B
– –
-9,079
Closed -$787K
XHS icon
474
State Street SPDR S&P Health Care Services ETF
XHS
$203M
– –
-5,580
Closed -$225K
CVA
475
DELISTED
Covanta Holding Corporation
CVA
– –
-31,413
Closed -$630K
16 17 18
19
20

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.