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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPP
426
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$191M
$1.86M 0.04%
129,466
+53,470
+70% +$824K
IXG icon
427
iShares Global Financials ETF
IXG
$655M
$1.86M 0.04%
23,741
-611
-3% -$47.9K
DON icon
428
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$1.86M 0.04%
44,874
-7,056
-14% -$296K
CARR icon
429
Carrier Global
CARR
$57.2B
$1.84M 0.04%
35,633
+6,848
+24% +$369K
FEZ icon
430
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$1.84M 0.04%
40,530
-777
-2% -$36.6K
IEP icon
431
Icahn Enterprises
IEP
$5.17B
$1.83M 0.04%
36,621
+2,365
+7% +$131K
DES icon
432
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$1.83M 0.04%
59,283
+5,959
+11% +$187K
ICVT icon
433
iShares Convertible Bond ETF
ICVT
$7.23B
$1.82M 0.04%
18,209
-2,772
-13% -$279K
EVA
434
DELISTED
Enviva Inc.
EVA
$1.81M 0.04%
33,515
+25,725
+330% +$1.38M
FV icon
435
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
$1.81M 0.04%
39,521
+4,897
+14% +$231K
SPG icon
436
Simon Property Group
SPG
$74.5B
$1.8M 0.04%
13,888
+2,355
+20% +$307K
ONLN icon
437
ProShares Online Retail ETF
ONLN
$61.3M
$1.8M 0.04%
27,486
+1,532
+6% +$112K
VOX icon
438
Vanguard Communication Services ETF
VOX
$5.53B
$1.78M 0.03%
12,631
+3,420
+37% +$497K
VOD icon
439
Vodafone
VOD
$34.9B
$1.77M 0.03%
114,657
+52,480
+84% +$868K
COMT icon
440
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.19B
$1.76M 0.03%
49,170
+35,041
+248% +$1.2M
RCL icon
441
Royal Caribbean
RCL
$78.7B
$1.74M 0.03%
19,523
+6,664
+52% +$539K
COP icon
442
ConocoPhillips
COP
$147B
$1.72M 0.03%
25,444
-1,861
-7% -$107K
BOTZ icon
443
Global X Robotics & Artificial Intelligence ETF
BOTZ
$3.15B
$1.72M 0.03%
47,098
+4,251
+10% +$153K
PIE icon
444
Invesco Dorsey Wright Emerging Markets Momentum ETF
PIE
$271M
$1.71M 0.03%
+70,389
New +$1.82M
NSC icon
445
Norfolk Southern
NSC
$78.8B
$1.7M 0.03%
7,090
+2,829
+66% +$725K
SCHV
446
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.7M 0.03%
75,372
+2,283
+3% +$52.8K
PAUG icon
447
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$1.69M 0.03%
57,968
-3,285
-5% -$96.9K
SRVR icon
448
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$1.69M 0.03%
43,442
+5,678
+15% +$233K
FTSD icon
449
Franklin Short Duration US Government ETF
FTSD
$300M
$1.68M 0.03%
17,735
-8,600
-33% -$816K
SUB icon
450
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$1.68M 0.03%
15,574
+1,431
+10% +$154K
16 17
18
19 20

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.