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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DSL
426
DoubleLine Income Solutions Fund
DSL
$1.23B
$470K 0.04%
24,588
+605
+3% +$11.5K
PR
427
Permian Resources
PR
$17.9B
$470K 0.04%
25,901
+2,418
+10% +$29.6K
VPU
428
Vanguard Utilities ETF
VPU
$8.78B
$468K 0.04%
4,342
+1,810
+71% +$200K
LEO
429
BNY Mellon Strategic Municipals
LEO
$392M
$467K 0.04%
49,990
+19,900
+66% +$186K
CMBT
430
CMB.TECH NV
CMBT
$4.45B
$466K 0.04%
+60,811
New +$532K
ARCC icon
431
Ares Capital
ARCC
$13.5B
$463K 0.04%
29,786
+1,596
+6% +$24.5K
SUSA icon
432
iShares ESG Optimized MSCI USA ETF
SUSA
$4.02B
$462K 0.04%
10,136
– –
RDS.A
433
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$462K 0.04%
9,167
+214
+2% +$10.9K
C icon
434
Citigroup
C
$222B
$461K 0.04%
9,835
+217
+2% +$9.87K
RTN
435
DELISTED
Raytheon Company
RTN
$460K 0.04%
3,383
-125
-4% -$17.4K
FXH icon
436
First Trust Health Care AlphaDEX Fund
FXH
$998M
$459K 0.04%
7,551
-463
-6% -$28.2K
IYR icon
437
iShares US Real Estate ETF
IYR
$4.5B
$457K 0.04%
5,712
+236
+4% +$19.5K
XLU icon
438
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$455K 0.03%
18,520
-17,542
-49% -$445K
SKYW icon
439
Skywest
SKYW
$3.8B
$454K 0.03%
+17,235
New +$479K
VGIT icon
440
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$451K 0.03%
+6,736
New +$450K
EWBC icon
441
East-West Bancorp
EWBC
$18B
$448K 0.03%
+12,266
New +$432K
IYE icon
442
iShares US Energy ETF
IYE
$1.73B
$448K 0.03%
11,415
+14
+0.1% +$534
LH icon
443
Labcorp
LH
$23.1B
$448K 0.03%
3,757
+333
+10% +$39.2K
PYPL icon
444
PayPal
PYPL
$49B
$447K 0.03%
10,945
+650
+6% +$25K
TEVA icon
445
Teva Pharmaceuticals
TEVA
$35.1B
$444K 0.03%
9,634
-12,410
-56% -$647K
COL
446
DELISTED
Rockwell Collins
COL
$443K 0.03%
5,261
-2
-0% -$169
LEMB icon
447
iShares JPMorgan EM Local Currency Bond ETF
LEMB
$752M
$442K 0.03%
9,635
+4,820
+100% +$219K
FISV
448
Fiserv Inc
FISV
$26.8B
$441K 0.03%
8,848
+200
+2% +$10.5K
DY icon
449
Dycom Industries
DY
$13B
$439K 0.03%
5,362
-72
-1% -$6.36K
IDA icon
450
Idacorp
IDA
$8.24B
$437K 0.03%
5,565
– –
16 17
18
19 20

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.