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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ED icon
426
Consolidated Edison
ED
$41.3B
$336K 0.03%
5,938
+59
+1% +$3.35K
IFLN
427
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$306M
$335K 0.03%
17,482
+5,077
+41% +$98.3K
EPP icon
428
iShares MSCI Pacific ex Japan ETF
EPP
$2.16B
$334K 0.03%
7,216
-1,204
-14% -$60.2K
ETW
429
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$332K 0.03%
27,524
+6,300
+30% +$79.8K
ECL icon
430
Ecolab
ECL
$74.1B
$328K 0.03%
2,866
+504
+21% +$56.7K
WMC
431
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$322K 0.02%
2,182
+190
+10% +$27.6K
EBAY icon
432
eBay
EBAY
$48.1B
$320K 0.02%
13,284
+1,803
+16% +$40.1K
XLY icon
433
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.3B
$320K 0.02%
9,544
+3,068
+47% +$104K
FLOT icon
434
iShares Floating Rate Bond ETF
FLOT
$10.1B
$318K 0.02%
6,255
+79
+1% +$4.01K
ILCG icon
435
iShares Morningstar Growth ETF
ILCG
$3.14B
$318K 0.02%
14,630
+3,775
+35% +$81.9K
PCL
436
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$316K 0.02%
8,010
+713
+10% +$29.7K
PGX icon
437
Invesco Preferred ETF
PGX
$3.84B
$314K 0.02%
+21,826
New +$317K
AIVL icon
438
WisdomTree US AI Enhanced Value Fund
AIVL
$424M
$311K 0.02%
4,239
-140
-3% -$10.3K
LAD icon
439
Lithia Motors
LAD
$7.69B
$309K 0.02%
4,085
-10,484
-72% -$928K
DTD icon
440
WisdomTree US Total Dividend Fund
DTD
$1.64B
$306K 0.02%
8,570
– –
GYLD icon
441
Arrow Dow Jones Global Yield ETF
GYLD
$36.5M
$306K 0.02%
11,660
+1,351
+13% +$37.5K
PII icon
442
Polaris
PII
$4.11B
$304K 0.02%
2,056
-1,253
-38% -$181K
V icon
443
Visa
V
$664B
$304K 0.02%
5,732
-2,072
-27% -$111K
TPLM
444
DELISTED
Triangle Petroleum Corporation
TPLM
$304K 0.02%
27,783
-5,433
-16% -$61.7K
CBSH icon
445
Commerce Bancshares
CBSH
$8.37B
$303K 0.02%
+12,208
New +$311K
RSXJ
446
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$302K 0.02%
10,246
+325
+3% +$10.6K
ACWV icon
447
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.23B
$300K 0.02%
4,528
+467
+11% +$31.4K
SUSA icon
448
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$297K 0.02%
7,220
-1,788
-20% -$73.8K
XLF icon
449
State Street Financial Select Sector SPDR ETF
XLF
$54.9B
$297K 0.02%
14,608
-3,699
-20% -$74.7K
WFM
450
DELISTED
Whole Foods Market Inc
WFM
$295K 0.02%
7,704
+976
+15% +$37.3K
16 17
18
19 20

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.