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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANH
426
DELISTED
Anworth Mortgage Asset Corporation
ANH
$114K 0.02%
23,700
– –
ASTX
427
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
$114K 0.02%
+13,400
New +$84.8K
DANG
428
DELISTED
E-COMMERCE CHINA DANGDANG INC SPNSRD ADS REP COM CL A (CYM)
DANG
$105K 0.02%
10,000
– –
BB icon
429
BlackBerry
BB
$5.06B
$104K 0.02%
+13,147
New +$128K
ARR
430
Armour Residential REIT
ARR
$2B
$102K 0.02%
602
-29
-5% -$4.97K
EOD
431
Allspring Global Dividend Opportunity Fund
EOD
$276M
$95K 0.02%
13,400
-6,300
-32% -$47K
CFP
432
DELISTED
CORNERSTONE PROGRESSIVE RETURN FD COM
CFP
$80K 0.01%
+3,875
New +$81.6K
CLM icon
433
Cornerstone Strategic Value Fund
CLM
$2.13B
$79K 0.01%
+2,794
New +$79.3K
CRF
434
Cornerstone Total Return Fund
CRF
$1.13B
$78K 0.01%
+2,984
New +$78.7K
TXMD icon
435
TherapeuticsMD
TXMD
$23.8M
$70K 0.01%
480
-70
-13% -$8.46K
HK
436
DELISTED
Halcon Resources Corporation
HK
$66K 0.01%
87
– –
KOPN icon
437
Kopin
KOPN
$704M
$63K 0.01%
+15,800
New +$57.3K
RAD
438
DELISTED
Rite Aid Corporation
RAD
$49K 0.01%
+512
New +$34.9K
OIBR.C
439
DELISTED
OI S.A. American Depositary Shares, each representing five shares of common stock
OIBR.C
$30K 0.01%
31
– –
NES
440
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$27K ﹤0.01%
+1,200
New +$33.9K
TGB
441
Trekor Metals
TGB
$2.65B
$24K ﹤0.01%
12,100
-6,000
-33% -$12.3K
IMNN icon
442
Imunon
IMNN
$6.98M
$16K ﹤0.01%
1
– –
ENLK
443
CALL
DELISTED
EnLink Midstream Partners, LP
ENLK
$14K ﹤0.01%
+11,000
New +$220K
B
444
CALL
Barrick Mining
B
$62.3B
$9K ﹤0.01%
10,000
– –
HTM
445
DELISTED
U.S. Geothermal Inc.
HTM
$4K ﹤0.01%
1,750
– –
AIVL icon
446
WisdomTree US AI Enhanced Value Fund
AIVL
$422M
– –
-4,838
Closed -$303K
ARLP icon
447
Alliance Resource Partners
ARLP
$3.19B
– –
-36,064
Closed -$1.27M
CIM
448
Chimera Investment
CIM
$1.03B
– –
-2,540
Closed -$114K
CWB icon
449
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
– –
-30,954
Closed -$1.32M
DLR icon
450
Digital Realty Trust
DLR
$66.4B
– –
-5,186
Closed -$317K
16 17
18
19 20

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.