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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-17.07%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.86B
AUM Growth
-$478M
Cap. Flow
-$31.3M
Cap. Flow %
-1.68%
Top 10 Hldgs %
27.14%
Holding
987
New
68
Increased
375
Reduced
329
Closed
181

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$65.8M
2
SPHQ icon
Invesco S&P 500 Quality ETF
SPHQ
+$9.98M
3
TSN icon
Tyson Foods
TSN
+$9.01M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$8.92M
5
HON icon
Honeywell
HON
+$6.56M

Top Sells

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$55M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$23.5M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$22.4M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$13M
5
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$12.3M

Sector Composition

Rank Sector Weight
1 Technology 6.92%
2 Financials 4.18%
3 Industrials 3.55%
4 Consumer Discretionary 3.31%
5 Healthcare 3.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LRCX icon
401
Lam Research
LRCX
$382B
$663K 0.04%
27,620
-6,520
-19% -$188K
SLV icon
402
iShares Silver Trust
SLV
$28.1B
$658K 0.04%
50,407
-1,332
-3% -$20.9K
ROKU icon
403
Roku
ROKU
$21.1B
$656K 0.04%
7,496
+3,235
+76% +$372K
IBDR icon
404
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$3.46B
– –
0
– –
DELL icon
405
Dell
DELL
$283B
$653K 0.04%
32,556
-642
-2% -$14.8K
EZM icon
406
WisdomTree US MidCap Fund
EZM
$937M
$651K 0.03%
24,626
+455
+2% +$16.8K
RSPT icon
407
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$651K 0.03%
40,850
-540
-1% -$10.2K
SHW icon
408
Sherwin-Williams
SHW
$78.3B
$650K 0.03%
4,242
-426
-9% -$76.9K
USFR
409
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
$648K 0.03%
25,799
-11,800
-31% -$296K
SCHX icon
410
Schwab US Large- Cap ETF
SCHX
$70.9B
$645K 0.03%
63,150
-2,250
-3% -$27.3K
CHI
411
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$643K 0.03%
77,132
-163
-0.2% -$1.67K
LHX icon
412
L3Harris
LHX
$55.9B
$633K 0.03%
3,516
+1,313
+60% +$269K
A icon
413
Agilent Technologies
A
$39.1B
$632K 0.03%
8,826
-187
-2% -$15K
CERN
414
DELISTED
Cerner Corp
CERN
$632K 0.03%
10,030
-1,382
-12% -$98.3K
BLK icon
415
Blackrock
BLK
$164B
$631K 0.03%
1,435
+441
+44% +$217K
MINT icon
416
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$629K 0.03%
6,358
-8,681
-58% -$878K
BME icon
417
BlackRock Health Sciences Trust
BME
$554M
$627K 0.03%
17,379
+1,625
+10% +$64.8K
PDP icon
418
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$627K 0.03%
11,628
-43,587
-79% -$2.73M
FMB icon
419
First Trust Managed Municipal ETF
FMB
$2.03B
$623K 0.03%
11,520
+1,805
+19% +$100K
XLE icon
420
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$613K 0.03%
42,222
-1,880
-4% -$44.6K
ORC
421
Orchid Island Capital
ORC
$1.31B
$605K 0.03%
41,002
-2,150
-5% -$58.2K
VRTX icon
422
Vertex Pharmaceuticals
VRTX
$121B
$604K 0.03%
2,538
+92
+4% +$21.1K
HPI
423
John Hancock Preferred Income Fund
HPI
$428M
$597K 0.03%
37,159
-5,700
-13% -$119K
GNL icon
424
Global Net Lease
GNL
$1.87B
$594K 0.03%
44,405
+2,011
+5% +$37.5K
PRF icon
425
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$592K 0.03%
32,005
-6,965
-18% -$162K
15 16
17
18 19

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DPAM
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VAM
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CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q1 2020 Portfolio in Review

As of Q1 2020, Cetera Advisors held 987 positions worth $1.86B, down 20% from $2.34B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Cetera Advisors's Q1 2020 filing shows 68 new, 375 increased, 329 reduced and 181 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M. The largest sale was Invesco S&P 500 Equal Weight ETF, an estimated $55M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q1 2020 buy was FT Vest US Equity Deep Buffer ETF August: 200,841 shares worth $5.6M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2020, an estimated $65.8M increase.
  • Cetera Advisors's biggest Q1 2020 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $55M.
  • Cetera Advisors fully exited Invesco S&P MidCap Low Volatility ETF in Q1 2020, selling an estimated $23.5M.
  • Cetera Advisors's ten largest holdings make up 27% of its $1.86B portfolio in Q1 2020.
  • Cetera Advisors opened 68 new positions and closed 181 in Q1 2020.
  • Cetera Advisors's portfolio value fell 20% quarter-over-quarter to $1.86B.

Based on Cetera Advisors's 13F filing for Q1 2020, filed 8 May 2020.