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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IBDP
401
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
– –
0
– –
RTL
402
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$890K 0.04%
67,013
-85,753
-56% -$1.23M
BTO
403
John Hancock Financial Opportunities Fund
BTO
$800M
$889K 0.04%
+24,405
New +$834K
CBRE icon
404
CBRE Group
CBRE
$40.9B
$885K 0.04%
14,438
-257
-2% -$14.2K
BAB icon
405
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
$884K 0.04%
27,919
+5,939
+27% +$190K
AB icon
406
AllianceBernstein
AB
$3.46B
$882K 0.04%
29,127
+1,828
+7% +$53.3K
MDLZ icon
407
Mondelez International
MDLZ
$77.3B
$869K 0.04%
15,766
-530
-3% -$28.4K
SCHH icon
408
Schwab US REIT ETF
SCHH
$11.7B
$867K 0.04%
37,598
-2,328
-6% -$54.2K
CX icon
409
Cemex
CX
$17.7B
$866K 0.04%
226,833
-106,808
-32% -$407K
DELL icon
410
Dell
DELL
$291B
$865K 0.04%
33,198
+2,731
+9% +$71K
QLTA icon
411
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.26B
$863K 0.04%
15,801
-13
-0.1% -$710
SLV icon
412
iShares Silver Trust
SLV
$28.4B
$862K 0.04%
51,739
-222
-0.4% -$3.6K
GNL icon
413
Global Net Lease
GNL
$1.88B
$857K 0.04%
42,394
-4,377
-9% -$86.3K
CHI
414
Calamos Convertible Opportunities and Income Fund
CHI
$1.03B
$854K 0.04%
77,295
-282
-0.4% -$3.04K
CWB icon
415
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.7B
$854K 0.04%
15,451
+276
+2% +$14.9K
NSC icon
416
Norfolk Southern
NSC
$79.2B
$844K 0.04%
4,341
-7
-0.2% -$1.31K
SCHX icon
417
Schwab US Large- Cap ETF
SCHX
$71.3B
$840K 0.04%
65,400
+22,944
+54% +$281K
CERN
418
DELISTED
Cerner Corp
CERN
$838K 0.04%
11,412
+661
+6% +$45.7K
VYMI icon
419
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$830K 0.04%
13,033
-513
-4% -$31.7K
BIV icon
420
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$828K 0.04%
9,512
+899
+10% +$78.7K
LDSF icon
421
First Trust Low Duration Strategic Focus ETF
LDSF
$161M
$826K 0.04%
40,360
+13,303
+49% +$273K
RSPT icon
422
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.44B
$823K 0.04%
41,390
+750
+2% +$14.1K
VCIT icon
423
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$823K 0.04%
9,006
-760
-8% -$69.3K
CSML
424
DELISTED
IndexIQ ETF Trust IQ U.S. Small Cap ETF
CSML
$813K 0.03%
29,638
+783
+3% +$20.6K
IDV icon
425
iShares International Select Dividend ETF
IDV
$8.27B
$804K 0.03%
23,895
+4,812
+25% +$155K
15 16
17
18 19

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.