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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.26B
AUM Growth
+$13.7M
Cap. Flow
-$14.5M
Cap. Flow %
-0.64%
Top 10 Hldgs %
25.02%
Holding
995
New
63
Increased
381
Reduced
393
Closed
106

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$25.6M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$6.38M
3
CRM icon
Salesforce
CRM
+$6.04M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$5.38M
5
BND icon
Vanguard Total Bond Market
BND
+$5.14M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$6.92M
2
DAL icon
Delta Air Lines
DAL
+$5.95M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.86M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$5.43M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$4.62M

Sector Composition

Rank Sector Weight
1 Technology 5.44%
2 Financials 4.43%
3 Industrials 3.22%
4 Consumer Discretionary 2.98%
5 Healthcare 2.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMLF icon
401
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$832K 0.04%
20,894
+5,880
+39% +$235K
SLV icon
402
iShares Silver Trust
SLV
$27.8B
$828K 0.04%
51,961
+113
+0.2% +$1.8K
AZN icon
403
AstraZeneca
AZN
$261B
$827K 0.04%
9,327
-332
-3% -$28.8K
PGHY icon
404
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$827K 0.04%
36,059
– –
FGB
405
DELISTED
First Trust Specialty Finance and Financial Opportunities Fund
FGB
$824K 0.04%
132,998
+220
+0.2% +$1.36K
IGRO icon
406
iShares International Dividend Growth ETF
IGRO
$1.26B
$824K 0.04%
14,873
+256
+2% +$14K
SCZ icon
407
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.4B
$824K 0.04%
14,450
-58
-0.4% -$3.28K
ENB icon
408
Enbridge
ENB
$123B
$823K 0.04%
23,360
+748
+3% +$25.9K
IBDQ
409
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
0
– –
FUTY icon
410
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$821K 0.04%
+19,288
New +$782K
SHW icon
411
Sherwin-Williams
SHW
$76.6B
$816K 0.04%
4,467
-219
-5% -$37.3K
AFL icon
412
Aflac
AFL
$63.3B
$812K 0.04%
15,603
-360
-2% -$19K
LNT icon
413
Alliant Energy
LNT
$19.2B
$807K 0.04%
14,959
+5,739
+62% +$295K
CHI
414
Calamos Convertible Opportunities and Income Fund
CHI
$1.04B
$806K 0.04%
77,577
-214
-0.3% -$2.26K
VYMI icon
415
Vanguard International High Dividend Yield ETF
VYMI
$20.1B
$805K 0.04%
13,546
+278
+2% +$16.5K
AB icon
416
AllianceBernstein
AB
$3.47B
$802K 0.04%
27,299
-8,089
-23% -$235K
DELL icon
417
Dell
DELL
$284B
$801K 0.04%
+30,467
New +$807K
PAA icon
418
Plains All American Pipeline
PAA
$17.4B
$796K 0.04%
38,451
+2,586
+7% +$58.5K
CWB icon
419
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.74B
$794K 0.04%
15,175
+2,960
+24% +$157K
OXY icon
420
Occidental Petroleum
OXY
$57.3B
$790K 0.03%
17,768
+2,156
+14% +$102K
ESS icon
421
Essex Property Trust
ESS
$18.8B
$789K 0.03%
2,425
– –
VOT icon
422
Vanguard Mid-Cap Growth ETF
VOT
$19.2B
$782K 0.03%
5,264
+490
+10% +$73.4K
IBDN
423
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
– –
0
– –
NSC icon
424
Norfolk Southern
NSC
$78.3B
$780K 0.03%
4,348
+284
+7% +$52.2K
ADI icon
425
Analog Devices
ADI
$185B
$778K 0.03%
6,978
-228
-3% -$25.8K
15 16
17
18 19

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2019 Portfolio in Review

As of Q3 2019, Cetera Advisors held 995 positions worth $2.26B, up 0.61% from $2.25B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Cetera Advisors's Q3 2019 filing shows 63 new, 381 increased, 393 reduced and 106 closed positions. Its largest new stake was Bancroft Fund: 71,868 shares worth $1.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $6.92M.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 5% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q3 2019 buy was Bancroft Fund: 71,868 shares worth $1.7M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q3 2019, an estimated $25.6M increase.
  • Cetera Advisors's biggest Q3 2019 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $6.92M.
  • Cetera Advisors fully exited iShares MSCI Australia ETF in Q3 2019, selling an estimated $5.43M.
  • Cetera Advisors's ten largest holdings make up 25% of its $2.26B portfolio in Q3 2019.
  • Cetera Advisors opened 63 new positions and closed 106 in Q3 2019.
  • Cetera Advisors's portfolio value rose 0.61% quarter-over-quarter to $2.26B.

Based on Cetera Advisors's 13F filing for Q3 2019, filed 6 Nov 2019.