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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.33B
AUM Growth
+$23.9M
Cap. Flow
+$4.58M
Cap. Flow %
0.34%
Top 10 Hldgs %
21.89%
Holding
851
New
82
Increased
301
Reduced
285
Closed
127

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.71M
2
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.87M
3
VTI icon
Vanguard Total Stock Market ETF
VTI
+$6.72M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.32M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$3.76M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.7M
2
BND icon
Vanguard Total Bond Market
BND
+$6.91M
3
DVY icon
iShares Select Dividend ETF
DVY
+$6.26M
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$4.48M
5
AZO icon
AutoZone
AZO
+$3.18M

Sector Composition

Rank Sector Weight
1 Energy 4.21%
2 Financials 4.19%
3 Technology 4.07%
4 Industrials 3.55%
5 Communication Services 3.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NBB icon
401
Nuveen Taxable Municipal Income Fund
NBB
$449M
$507K 0.04%
24,600
-19,225
-44% -$402K
PRF icon
402
Invesco FTSE RAFI US 1000 ETF
PRF
$9.76B
$506K 0.04%
25,430
+3,630
+17% +$69.7K
PPG icon
403
PPG Industries
PPG
$26.2B
$503K 0.04%
5,314
+483
+10% +$46.1K
CM icon
404
Canadian Imperial Bank of Commerce
CM
$107B
$502K 0.04%
12,480
-2,890
-19% -$113K
DSL
405
DoubleLine Income Solutions Fund
DSL
$1.23B
$502K 0.04%
26,843
+2,255
+9% +$41.9K
QABA icon
406
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$91.5M
$502K 0.04%
9,489
+887
+10% +$41.4K
BABA icon
407
Alibaba
BABA
$279B
$500K 0.04%
5,712
+578
+11% +$55.6K
HAL icon
408
Halliburton
HAL
$27.6B
$497K 0.04%
9,215
+749
+9% +$37.3K
IAT icon
409
iShares US Regional Banks ETF
IAT
$687M
$496K 0.04%
+10,848
New +$439K
ITW icon
410
Illinois Tool Works
ITW
$78.8B
$495K 0.04%
4,046
+435
+12% +$52.5K
IYE icon
411
iShares US Energy ETF
IYE
$1.73B
$494K 0.04%
11,888
+473
+4% +$18.9K
CNI icon
412
Canadian National Railway
CNI
$77.6B
$491K 0.04%
7,328
-10
-0.1% -$660
EWRM
413
DELISTED
GUGGENHEIM RUSSELL MIDCAP EQUAL WEIGHT ETF
EWRM
$489K 0.04%
8,442
+4,592
+119% +$266K
XEL icon
414
Xcel Energy
XEL
$50.1B
$486K 0.04%
11,904
+485
+4% +$19.4K
NRF
415
DELISTED
NorthStar Realty Finance Corp.
NRF
$485K 0.04%
31,888
-75,552
-70% -$1.1M
SH icon
416
ProShares Short S&P500
SH
$877M
$484K 0.04%
3,316
-338
-9% -$50.9K
FNCL icon
417
Fidelity MSCI Financials Index ETF
FNCL
$2.34B
$483K 0.04%
+14,002
New +$445K
DGRO icon
418
iShares Core Dividend Growth ETF
DGRO
$42.2B
$478K 0.04%
+16,581
New +$466K
FCT
419
First Trust Senior Floating Rate Income Fund II
FCT
$250M
$476K 0.04%
34,483
-11,700
-25% -$160K
FXO icon
420
First Trust Financials AlphaDEX Fund
FXO
$1.1B
$475K 0.04%
17,515
+3,605
+26% +$92K
UBSI icon
421
United Bankshares
UBSI
$6.46B
$472K 0.04%
10,150
-281
-3% -$11.9K
VPU
422
Vanguard Utilities ETF
VPU
$8.78B
$472K 0.04%
4,366
+24
+0.6% +$2.51K
IIM icon
423
Invesco Value Municipal Income Trust
IIM
$589M
$466K 0.04%
31,879
-39,948
-56% -$599K
IYK icon
424
iShares US Consumer Staples ETF
IYK
$1.39B
$461K 0.03%
12,492
-123
-1% -$4.55K
CXP
425
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$461K 0.03%
21,293
-7,738
-27% -$165K
15 16
17
18 19

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q4 2016 Portfolio in Review

As of Q4 2016, Cetera Advisors held 851 positions worth $1.33B, up 1.8% from $1.3B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q4 2016 filing shows 82 new, 301 increased, 285 reduced and 127 closed positions. Its largest new stake was Vanguard Financials ETF: 62,867 shares worth $3.72M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $11.7M.

By sector, the portfolio is most concentrated in Energy at 4.2% of assets, up from 4% a quarter earlier, followed by Financials and Technology.

  • Cetera Advisors's largest Q4 2016 buy was Vanguard Financials ETF: 62,867 shares worth $3.72M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $8.71M increase.
  • Cetera Advisors's biggest Q4 2016 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $11.7M.
  • Cetera Advisors fully exited AutoZone in Q4 2016, selling an estimated $3.18M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.33B portfolio in Q4 2016.
  • Cetera Advisors opened 82 new positions and closed 127 in Q4 2016.
  • Cetera Advisors's portfolio value rose 1.8% quarter-over-quarter to $1.33B.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.