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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
401
Emerson Electric
EMR
$78.2B
$528K 0.04%
9,745
-14,436
-60% -$774K
MDLZ icon
402
Mondelez International
MDLZ
$78.1B
$525K 0.04%
11,983
-867
-7% -$38K
IGIB icon
403
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$522K 0.04%
9,398
-118
-1% -$6.57K
VXX
404
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$520K 0.04%
3,806
+3,007
+376% +$481K
LEA icon
405
Lear
LEA
$7.2B
$516K 0.04%
4,300
+400
+10% +$45.5K
FBT icon
406
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.77B
$513K 0.04%
5,147
+700
+16% +$68.7K
APU
407
DELISTED
AmeriGas Partners, L.P.
APU
$513K 0.04%
11,274
+2,198
+24% +$103K
AXP icon
408
American Express
AXP
$238B
$511K 0.04%
7,988
+208
+3% +$13.4K
TRV icon
409
Travelers Companies
TRV
$77.6B
$508K 0.04%
4,429
-526
-11% -$61.6K
PPG icon
410
PPG Industries
PPG
$26.2B
$500K 0.04%
4,831
+196
+4% +$20.6K
DOC icon
411
Healthpeak Properties
DOC
$15.3B
$495K 0.04%
14,351
-2,322
-14% -$81.2K
IGE icon
412
iShares North American Natural Resources ETF
IGE
$744M
$494K 0.04%
14,427
+1,321
+10% +$44.4K
AAN.A
413
DELISTED
The Aaron's Company Inc Class A
AAN.A
$491K 0.04%
19,363
-1,413
-7% -$35.8K
GBX icon
414
The Greenbrier Companies
GBX
$1.58B
$488K 0.04%
13,755
-1,720
-11% -$56.3K
RSPS icon
415
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
$487K 0.04%
19,840
-1,885
-9% -$47.7K
HPQ icon
416
HP
HPQ
$23B
$486K 0.04%
31,201
-2,661
-8% -$37.9K
IGLB icon
417
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.6B
$486K 0.04%
7,683
+1,254
+20% +$79.5K
DCP
418
DELISTED
DCP Midstream, LP
DCP
$485K 0.04%
13,700
+1,300
+10% +$44.3K
CNI icon
419
Canadian National Railway
CNI
$77.6B
$480K 0.04%
+7,338
New +$463K
IYK icon
420
iShares US Consumer Staples ETF
IYK
$1.39B
$480K 0.04%
12,615
+462
+4% +$17.9K
CLX icon
421
Clorox
CLX
$11.6B
$477K 0.04%
3,797
-100
-3% -$13.1K
HAR
422
DELISTED
Harman International Industries
HAR
$472K 0.04%
5,604
+117
+2% +$9.6K
XEL icon
423
Xcel Energy
XEL
$50.1B
$471K 0.04%
11,419
-5,454
-32% -$233K
XPH icon
424
State Street SPDR S&P Pharmaceuticals ETF
XPH
$470M
$471K 0.04%
10,686
+232
+2% +$10.5K
DKL icon
425
Delek Logistics
DKL
$3.04B
$470K 0.04%
+16,400
New +$444K
15 16
17
18 19

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.