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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GHI
401
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$372K 0.03%
38,466
+1,000
+3% +$10K
MLPX icon
402
Global X MLP & Energy Infrastructure ETF
MLPX
$3.67B
$367K 0.03%
6,155
+1,610
+35% +$96.3K
PSA icon
403
Public Storage
PSA
$54.7B
$364K 0.03%
2,194
+172
+9% +$29.6K
UPS icon
404
United Parcel Service
UPS
$98.5B
$364K 0.03%
3,681
+167
+5% +$16.6K
LCI
405
DELISTED
Lannett Company, Inc.
LCI
$364K 0.03%
1,988
+613
+45% +$98.1K
PWE
406
DELISTED
Penn West Energy Petroleum Ltd
PWE
$364K 0.03%
58,131
+39,785
+217% +$314K
FTCS icon
407
First Trust Capital Strength ETF
FTCS
$7.76B
$363K 0.03%
10,228
-5,673
-36% -$201K
IFGL icon
408
iShares International Developed Real Estate ETF
IFGL
$82M
$359K 0.03%
+11,914
New +$379K
XHB icon
409
State Street SPDR S&P Homebuilders ETF
XHB
$1.71B
$358K 0.03%
11,980
-15,293
-56% -$474K
DBL
410
DoubleLine Opportunistic Credit Fund
DBL
$277M
$357K 0.03%
15,133
+913
+6% +$21.2K
JCI icon
411
Johnson Controls International
JCI
$86.9B
$357K 0.03%
7,820
-744
-9% -$37.5K
NVO
412
Novo Nordisk
NVO
$213B
$357K 0.03%
+14,954
New +$344K
TCP
413
DELISTED
TC Pipelines LP
TCP
$357K 0.03%
5,255
-500
-9% -$28K
XEL icon
414
Xcel Energy
XEL
$50.1B
$355K 0.03%
11,675
– –
EVV
415
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
$351K 0.03%
24,008
+6,192
+35% +$93.4K
PDP icon
416
Invesco Dorsey Wright Momentum ETF
PDP
$1.53B
$351K 0.03%
8,915
+904
+11% +$35.6K
BALL icon
417
Ball Corp
BALL
$16.6B
$350K 0.03%
11,094
+120
+1% +$3.82K
ASHS icon
418
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF
ASHS
$33.6M
$349K 0.03%
+10,161
New +$305K
IEO icon
419
iShares US Oil & Gas Exploration & Production ETF
IEO
$577M
$348K 0.03%
4,000
+921
+30% +$85.8K
GD icon
420
General Dynamics
GD
$101B
$347K 0.03%
2,714
+153
+6% +$18.6K
HYLD
421
DELISTED
High Yield ETF
HYLD
$346K 0.03%
6,905
+235
+4% +$12.3K
FBT icon
422
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.77B
$345K 0.03%
+3,779
New +$328K
IXN icon
423
iShares Global Tech ETF
IXN
$8.95B
$340K 0.03%
22,278
-588
-3% -$8.95K
DWX icon
424
State Street SPDR S&P International Dividend ETF
DWX
$523M
$339K 0.03%
7,333
+233
+3% +$11.6K
SDRL
425
DELISTED
Seadrill Limited Common Stock
SDRL
$337K 0.03%
47
+5
+12% +$47.3K
15 16
17
18 19

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.