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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPS icon
401
United Parcel Service
UPS
$98.3B
$361K 0.04%
3,514
-306
-8% -$30.7K
CHK
402
DELISTED
Chesapeake Energy Corporation
CHK
$360K 0.04%
61
+10
+20% +$54.5K
EEP
403
DELISTED
Enbridge Energy Partners
EEP
$357K 0.04%
9,665
+95
+1% +$2.92K
HYLD
404
DELISTED
High Yield ETF
HYLD
$356K 0.04%
6,670
+350
+6% +$18.5K
FV icon
405
First Trust Dorsey Wright Focus 5 ETF
FV
$3.69B
$347K 0.04%
+17,458
New +$328K
PSA icon
406
Public Storage
PSA
$55.6B
$347K 0.04%
2,022
+175
+9% +$30K
CSM icon
407
ProShares Large Cap Core Plus
CSM
$510M
$346K 0.04%
14,640
+3,352
+30% +$77.2K
RSXJ
408
DELISTED
VanEck Russia Small-Cap ETF
RSXJ
$346K 0.04%
9,921
+1,955
+25% +$64.1K
NRF
409
DELISTED
NorthStar Realty Finance Corp.
NRF
$345K 0.04%
10,147
-4,878
-32% -$154K
BALL icon
410
Ball Corp
BALL
$16.6B
$344K 0.04%
+10,974
New +$321K
NOV icon
411
NOV
NOV
$7.4B
$342K 0.04%
4,202
+971
+30% +$72.3K
EMB icon
412
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$341K 0.04%
+2,965
New +$337K
ED icon
413
Consolidated Edison
ED
$41.1B
$339K 0.04%
5,879
+1,393
+31% +$77.8K
IXN icon
414
iShares Global Tech ETF
IXN
$8.89B
$338K 0.04%
+22,866
New +$327K
DBL
415
DoubleLine Opportunistic Credit Fund
DBL
$277M
$337K 0.04%
14,220
+2,750
+24% +$64.3K
GDX icon
416
VanEck Gold Miners ETF
GDX
$22.8B
$335K 0.04%
12,641
-14,781
-54% -$354K
DVN icon
417
Devon Energy
DVN
$53B
$334K 0.04%
+4,180
New +$304K
PCL
418
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$332K 0.04%
7,297
+1,143
+19% +$49.7K
IGR
419
CBRE Global Real Estate Income Fund
IGR
$702M
$328K 0.04%
36,010
-98
-0.3% -$854
IYE icon
420
iShares US Energy ETF
IYE
$1.76B
$325K 0.04%
5,680
+970
+21% +$52.3K
WAFD icon
421
WaFd
WAFD
$2.68B
$324K 0.04%
14,384
-1,821
-11% -$39.8K
AIVL icon
422
WisdomTree US AI Enhanced Value Fund
AIVL
$424M
$323K 0.04%
+4,379
New +$315K
VLO icon
423
Valero Energy
VLO
$93.2B
$320K 0.04%
6,363
+1,895
+42% +$104K
HRL icon
424
Hormel Foods
HRL
$13.7B
$319K 0.04%
12,920
-21,736
-63% -$525K
NOC icon
425
Northrop Grumman
NOC
$77.6B
$319K 0.04%
2,666
+170
+7% +$20.5K
15 16
17
18 19

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.