We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCP
401
DELISTED
TC Pipelines LP
TCP
$206K 0.04%
+4,250
New +$210K
SDR
402
DELISTED
SANDRIDGE MISSISSIPPIAN TRUST II
SDR
$206K 0.04%
+15,800
New +$216K
AKAM icon
403
Akamai
AKAM
$17.1B
$205K 0.04%
+3,954
New +$186K
HAL icon
404
Halliburton
HAL
$27.3B
$204K 0.04%
+4,267
New +$200K
VTV icon
405
Vanguard Value ETF
VTV
$188B
$200K 0.04%
+2,878
New +$203K
GA
406
DELISTED
GIANT INTERACTIVE GROUP INC ADR (CAYMAN ISLANDS)
GA
$194K 0.03%
21,190
+10,200
+93% +$83.4K
ARRS
407
DELISTED
ARRIS International plc Ordinary Shares
ARRS
$183K 0.03%
+10,886
New +$173K
PWE
408
DELISTED
Penn West Energy Petroleum Ltd
PWE
$181K 0.03%
+16,181
New +$188K
RNP icon
409
Cohen & Steers REIT and Preferred and Income Fund
RNP
$978M
$179K 0.03%
11,630
– –
ADAM
410
Adamas Trust
ADAM
$772M
$178K 0.03%
7,147
-312
-4% -$7.85K
AMCC
411
DELISTED
Applied Micro Circuits Corporation New
AMCC
$177K 0.03%
+13,640
New +$155K
AMRI
412
DELISTED
Albany Molecular Research Inc
AMRI
$172K 0.03%
+13,255
New +$163K
GLOWE
413
DELISTED
GLOWPOINT INC
GLOWE
$171K 0.03%
+127,250
New +$171K
PSP icon
414
Invesco Global Listed Private Equity ETF
PSP
$224M
$168K 0.03%
+2,990
New +$173K
FAM
415
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$163K 0.03%
+11,230
New +$163K
NKX icon
416
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$654M
$153K 0.03%
12,398
-954
-7% -$11.7K
HR icon
417
Healthcare Realty
HR
$7.33B
$148K 0.03%
7,040
+225
+3% +$4.86K
CYS
418
DELISTED
CYS Investments Inc.
CYS
$142K 0.03%
17,480
-24,783
-59% -$200K
CSQ icon
419
Calamos Strategic Total Return Fund
CSQ
$3.23B
$140K 0.03%
13,971
+3,200
+30% +$32.5K
IQI icon
420
Invesco Quality Municipal Securities
IQI
$526M
$140K 0.03%
12,153
– –
FTR
421
DELISTED
Frontier Communications Corp.
FTR
$134K 0.02%
2,226
-14
-0.6% -$911
VIVS
422
VivoSim Labs
VIVS
$1.57M
$122K 0.02%
+87
New +$121K
ANR
423
DELISTED
Alpha Natural Resources Inc
ANR
$116K 0.02%
20,015
+4,730
+31% +$27.7K
AA icon
424
Alcoa
AA
$11.9B
$114K 0.02%
5,840
+1,339
+30% +$25.9K
SIRI icon
425
SiriusXM
SIRI
$10.1B
$114K 0.02%
2,924
+780
+36% +$29K
15 16
17
18 19

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.