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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.37%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$999M
Cap. Flow %
19.45%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Miscellaneous 63.22%
2 Technology 8.09%
3 Consumer Discretionary 5.66%
4 Financials 4.32%
5 Industrials 4.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CL icon
376
Colgate-Palmolive
CL
$70.8B
$2.3M 0.04%
30,390
+6,676
+28% +$530K
BP icon
377
BP
BP
$113B
$2.29M 0.04%
83,839
-3,555
-4% -$89.1K
IWS icon
378
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.27M 0.04%
20,075
-1,717
-8% -$199K
HSY icon
379
Hershey
HSY
$34.8B
$2.26M 0.04%
13,349
+711
+6% +$126K
VMRK
380
Vivmark Residential
VMRK
$50.6B
$2.25M 0.04%
27,873
+3,745
+16% +$309K
CSX icon
381
CSX Corp
CSX
$91.5B
$2.25M 0.04%
75,593
+18,846
+33% +$603K
FJUL icon
382
FT Vest US Equity Buffer ETF July
FJUL
$1.29B
$2.25M 0.04%
+64,836
New +$2.27M
VWO icon
383
Vanguard FTSE Emerging Markets ETF
VWO
$129B
$2.23M 0.04%
44,691
+4,131
+10% +$213K
CWB icon
384
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.23M 0.04%
26,117
+1,478
+6% +$128K
TXN icon
385
Texas Instruments
TXN
$236B
$2.21M 0.04%
11,514
+1,848
+19% +$352K
ENB icon
386
Enbridge
ENB
$109B
$2.2M 0.04%
55,313
+20,790
+60% +$820K
SYY icon
387
Sysco
SYY
$38.4B
$2.2M 0.04%
27,991
+13,030
+87% +$994K
GD icon
388
General Dynamics
GD
$97.2B
$2.2M 0.04%
11,204
+1,373
+14% +$269K
GIS icon
389
General Mills
GIS
$20.5B
$2.19M 0.04%
36,681
-4,191
-10% -$248K
ARKQ icon
390
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.92B
$2.18M 0.04%
27,978
+1,730
+7% +$141K
PAR icon
391
PAR Technology
PAR
$818M
$2.18M 0.04%
35,502
+18,188
+105% +$1.17M
FAUG icon
392
FT Vest US Equity Buffer ETF August
FAUG
$1.32B
$2.18M 0.04%
59,796
+42,136
+239% +$1.56M
DGS icon
393
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.78B
$2.17M 0.04%
+40,678
New +$2.21M
LULU icon
394
lululemon athletica
LULU
$11.1B
$2.17M 0.04%
5,363
+1,624
+43% +$650K
PRU icon
395
Prudential Financial
PRU
$42.1B
$2.16M 0.04%
20,568
+3,700
+22% +$381K
GS icon
396
Goldman Sachs
GS
$302B
$2.16M 0.04%
5,714
+639
+13% +$250K
VTEB icon
397
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.8B
$2.15M 0.04%
39,267
-33,802
-46% -$1.87M
JJS
398
DELISTED
iPath Series B Bloomberg Softs Subindex Total ReturnSM ETN
JJS
$2.13M 0.04%
+36,328
New +$2M
ROP icon
399
Roper Technologies
ROP
$40.3B
$2.12M 0.04%
4,751
-568
-11% -$272K
PNC icon
400
PNC Financial Services
PNC
$98B
$2.09M 0.04%
10,686
+1,043
+11% +$197K
14 15
16
17 18

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $999M of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Miscellaneous at 63% of assets, up from 62% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.