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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTEB icon
376
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.3B
$584K 0.04%
11,132
+622
+6% +$32.6K
SPHD icon
377
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.33B
$571K 0.04%
14,555
+8,135
+127% +$318K
BSCK
378
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$570K 0.04%
26,188
+4,371
+20% +$94.8K
JCI icon
379
Johnson Controls International
JCI
$86.9B
$567K 0.04%
12,354
+4,964
+67% +$230K
BLK icon
380
Blackrock
BLK
$164B
$562K 0.04%
1,552
+796
+105% +$290K
EXC icon
381
Exelon
EXC
$47.8B
$562K 0.04%
23,618
-31,022
-57% -$779K
TLH icon
382
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$559K 0.04%
3,867
+1,094
+39% +$159K
PEG icon
383
Public Service Enterprise Group
PEG
$39.7B
$557K 0.04%
13,273
-238
-2% -$10.5K
SH icon
384
ProShares Short S&P500
SH
$877M
$557K 0.04%
3,654
-4
-0.1% -$613
SLRC icon
385
SLR Investment Corp
SLRC
$717M
$556K 0.04%
27,150
+4,350
+19% +$87.5K
HPE icon
386
Hewlett Packard
HPE
$63.7B
$549K 0.04%
41,450
+683
+2% +$8.43K
EVA
387
DELISTED
Enviva Inc.
EVA
$548K 0.04%
20,265
+9,700
+92% +$235K
AOS icon
388
A.O. Smith
AOS
$8.18B
$547K 0.04%
11,072
+6,048
+120% +$283K
LOW icon
389
Lowe's Companies
LOW
$115B
$546K 0.04%
7,638
-1,846
-19% -$144K
BABA icon
390
Alibaba
BABA
$279B
$545K 0.04%
5,134
+841
+20% +$77.9K
DD icon
391
DuPont de Nemours
DD
$18.9B
$544K 0.04%
4,154
+610
+17% +$81.3K
CSL icon
392
Carlisle Companies
CSL
$13.3B
$542K 0.04%
5,280
+17
+0.3% +$1.77K
FXG icon
393
First Trust Consumer Staples AlphaDEX Fund
FXG
$233M
$538K 0.04%
11,538
-700
-6% -$33.6K
MDT icon
394
Medtronic
MDT
$105B
$538K 0.04%
6,221
-23,049
-79% -$2.01M
TIER
395
DELISTED
TIER REIT, Inc.
TIER
$538K 0.04%
34,865
+1,773
+5% +$29K
AMAT icon
396
Applied Materials
AMAT
$440B
$536K 0.04%
17,797
-60,343
-77% -$1.68M
VLO icon
397
Valero Energy
VLO
$92.3B
$534K 0.04%
10,107
+1,108
+12% +$59.1K
TSCO icon
398
Tractor Supply
TSCO
$15.4B
$532K 0.04%
39,655
+5,470
+16% +$91K
AFL icon
399
Aflac
AFL
$62.9B
$531K 0.04%
14,774
+1,618
+12% +$58.9K
BAX icon
400
Baxter International
BAX
$11.2B
$531K 0.04%
11,200
-6,956
-38% -$328K
14 15
16
17 18

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
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WSTAM
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CT
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Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.