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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OUNZ icon
376
VanEck Merk Gold Trust
OUNZ
$2.56B
$431K 0.03%
35,678
-227
-0.6% -$2.91K
IGR
377
CBRE Global Real Estate Income Fund
IGR
$706M
$427K 0.03%
51,012
+15,002
+42% +$134K
TJX icon
378
TJX Companies
TJX
$172B
$427K 0.03%
14,380
+2,850
+25% +$80.4K
RCAP
379
DELISTED
RCS CAPITAL CORPORATION CLASS A COM
RCAP
$421K 0.03%
18,667
+3,788
+25% +$83.5K
DUC
380
DELISTED
Duff & Phelps Utility & Corporate Bond Trust
DUC
$420K 0.03%
42,903
-787
-2% -$8.02K
FFC
381
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$786M
$418K 0.03%
21,659
+500
+2% +$9.65K
TWTR
382
DELISTED
Twitter, Inc.
TWTR
$417K 0.03%
8,127
+515
+7% +$23.3K
MDU icon
383
MDU Resources
MDU
$4.41B
$416K 0.03%
39,193
+665
+2% +$7.91K
PDM
384
Piedmont Realty Trust
PDM
$1.2B
$415K 0.03%
23,621
-11,685
-33% -$224K
CSX icon
385
CSX Corp
CSX
$92.8B
$414K 0.03%
38,808
-843
-2% -$8.69K
FXH icon
386
First Trust Health Care AlphaDEX Fund
FXH
$998M
$413K 0.03%
7,445
+3,109
+72% +$170K
HRL icon
387
Hormel Foods
HRL
$13.9B
$413K 0.03%
16,066
+3,146
+24% +$76.8K
CHRW icon
388
C.H. Robinson
CHRW
$24.4B
$408K 0.03%
6,148
+1
+0% +$67
RIO icon
389
Rio Tinto
RIO
$150B
$403K 0.03%
8,150
+1,212
+17% +$66.9K
DD icon
390
DuPont de Nemours
DD
$18.9B
$395K 0.03%
2,991
-246
-8% -$32.8K
ANDE icon
391
Andersons Inc
ANDE
$2.75B
$393K 0.03%
6,253
-812
-11% -$49.5K
HTGC icon
392
Hercules Capital
HTGC
$2.98B
$392K 0.03%
27,265
-2,530
-8% -$40K
SDOG icon
393
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$387K 0.03%
10,437
-5,319
-34% -$200K
LGF
394
DELISTED
Lions Gate Entertainment
LGF
$386K 0.03%
11,770
-1,395
-11% -$44.3K
EWC icon
395
iShares MSCI Canada ETF
EWC
$6.06B
$383K 0.03%
+12,681
New +$408K
RESP
396
DELISTED
WisdomTree U.S. ESG Fund
RESP
$381K 0.03%
16,101
-6,555
-29% -$156K
NOV icon
397
NOV
NOV
$7.3B
$378K 0.03%
4,968
+766
+18% +$63.3K
FXL icon
398
First Trust Technology AlphaDEX Fund
FXL
$2.53B
$375K 0.03%
11,601
+3,439
+42% +$112K
EEP
399
DELISTED
Enbridge Energy Partners
EEP
$375K 0.03%
9,666
+1
+0% +$36
CLX icon
400
Clorox
CLX
$11.6B
$373K 0.03%
3,850
+521
+16% +$47.1K
14 15
16
17 18

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.