CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Return 22.72%
This Quarter Return
+4.56%
1 Year Return
+22.72%
3 Year Return
+27.6%
5 Year Return
+84.56%
10 Year Return
+155.16%
AUM
$891M
AUM Growth
+$162M
Cap. Flow
+$133M
Cap. Flow %
14.96%
Top 10 Hldgs %
19.56%
Holding
651
New
109
Increased
304
Reduced
149
Closed
57

Top Buys

1
FSK icon
FS KKR Capital
FSK
$16.6M
2
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$6.48M
3
APU
AmeriGas Partners, L.P.
APU
$6.32M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
$5.82M
5
QQQ icon
Invesco QQQ Trust
QQQ
$3.5M

Top Sells

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$5.18M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
$2.13M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
$1.83M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
$1.24M

Sector Composition

1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.08%
4 Industrials 4.16%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY icon
376
Occidental Petroleum
OXY
$45.2B
$419K 0.05%
4,265
+1,086
+34% +$107K
XLB icon
377
Materials Select Sector SPDR Fund
XLB
$5.52B
$419K 0.05%
+8,426
New +$419K
FFC
378
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$793M
$416K 0.05%
+21,159
New +$416K
EPP icon
379
iShares MSCI Pacific ex Japan ETF
EPP
$1.84B
$415K 0.05%
8,420
-973
-10% -$48K
CMI icon
380
Cummins
CMI
$55.1B
$412K 0.05%
2,671
-1,714
-39% -$264K
V icon
381
Visa
V
$666B
$411K 0.05%
7,804
+1,912
+32% +$101K
FDL icon
382
First Trust Morningstar Dividend Leaders Index Fund
FDL
$5.77B
$408K 0.05%
17,240
+2,231
+15% +$52.8K
CSX icon
383
CSX Corp
CSX
$60.6B
$405K 0.05%
39,651
+5,574
+16% +$56.9K
PALL icon
384
abrdn Physical Palladium Shares ETF
PALL
$508M
$398K 0.04%
4,850
+307
+7% +$25.2K
CHRW icon
385
C.H. Robinson
CHRW
$14.9B
$395K 0.04%
6,147
+1,213
+25% +$77.9K
TPLM
386
DELISTED
Triangle Petroleum Corporation
TPLM
$394K 0.04%
33,216
-639
-2% -$7.58K
EEMV icon
387
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$4.61B
$389K 0.04%
6,467
-2,330
-26% -$140K
GLNG icon
388
Golar LNG
GLNG
$4.52B
$389K 0.04%
6,426
-3,722
-37% -$225K
GHI
389
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$387K 0.04%
37,466
+24,450
+188% +$253K
UPL
390
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$380K 0.04%
+12,732
New +$380K
EMR icon
391
Emerson Electric
EMR
$74.6B
$379K 0.04%
5,714
+545
+11% +$36.1K
RIO icon
392
Rio Tinto
RIO
$104B
$377K 0.04%
+6,938
New +$377K
XEL icon
393
Xcel Energy
XEL
$43B
$376K 0.04%
11,675
-650
-5% -$20.9K
TPZ
394
Tortoise Power & Energy Infrastructure Fund
TPZ
$120M
$375K 0.04%
13,054
-76
-0.6% -$2.18K
LGF
395
DELISTED
Lions Gate Entertainment
LGF
$374K 0.04%
+13,165
New +$374K
SUSA icon
396
iShares ESG Optimized MSCI USA ETF
SUSA
$3.59B
$371K 0.04%
9,008
– –
XLF icon
397
Financial Select Sector SPDR Fund
XLF
$53.2B
$368K 0.04%
18,307
-2,159
-11% -$43.4K
ANDE icon
398
Andersons Inc
ANDE
$1.42B
$365K 0.04%
7,065
-4,805
-40% -$248K
TSLA icon
399
Tesla
TSLA
$1.13T
$365K 0.04%
22,800
-15,900
-41% -$255K
DWX icon
400
SPDR S&P International Dividend ETF
DWX
$489M
$364K 0.04%
7,100
+500
+8% +$25.6K
14 15
16
17 18