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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY icon
376
Occidental Petroleum
OXY
$57.2B
$419K 0.05%
4,265
+1,086
+34% +$102K
XLB icon
377
State Street Materials Select Sector SPDR ETF
XLB
$8.43B
$419K 0.05%
+16,852
New +$407K
FFC
378
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$783M
$416K 0.05%
+21,159
New +$420K
EPP icon
379
iShares MSCI Pacific ex Japan ETF
EPP
$2.19B
$415K 0.05%
8,420
-973
-10% -$48.2K
CMI icon
380
Cummins
CMI
$91.2B
$412K 0.05%
2,671
-1,714
-39% -$259K
V icon
381
Visa
V
$672B
$411K 0.05%
7,804
+1,912
+32% +$99.9K
FDL icon
382
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.65B
$408K 0.05%
17,240
+2,231
+15% +$51.7K
CSX icon
383
CSX Corp
CSX
$92.8B
$405K 0.05%
39,651
+5,574
+16% +$54.3K
PALL icon
384
abrdn Physical Palladium Shares ETF
PALL
$629M
$398K 0.04%
24,250
+1,535
+7% +$24.4K
CHRW icon
385
C.H. Robinson
CHRW
$24.4B
$395K 0.04%
6,147
+1,213
+25% +$71.3K
TPLM
386
DELISTED
Triangle Petroleum Corporation
TPLM
$394K 0.04%
33,216
-639
-2% -$6.33K
EEMV icon
387
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.49B
$389K 0.04%
6,467
-2,330
-26% -$138K
GLNG icon
388
Golar LNG
GLNG
$5.06B
$389K 0.04%
6,426
-3,722
-37% -$174K
GHI
389
DELISTED
GLOBAL HIGH INCOME FUND INC.
GHI
$387K 0.04%
37,466
+24,450
+188% +$250K
UPL
390
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$380K 0.04%
+12,732
New +$362K
EMR icon
391
Emerson Electric
EMR
$78.2B
$379K 0.04%
5,714
+545
+11% +$36.6K
RIO icon
392
Rio Tinto
RIO
$150B
$377K 0.04%
+6,938
New +$376K
XEL icon
393
Xcel Energy
XEL
$50.1B
$376K 0.04%
11,675
-650
-5% -$20.1K
TPZ
394
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$375K 0.04%
13,054
-76
-0.6% -$2.05K
LGF
395
DELISTED
Lions Gate Entertainment
LGF
$374K 0.04%
+13,165
New +$354K
SUSA icon
396
iShares ESG Optimized MSCI USA ETF
SUSA
$4.02B
$371K 0.04%
9,008
– –
XLF icon
397
State Street Financial Select Sector SPDR ETF
XLF
$55.3B
$368K 0.04%
18,307
-2,159
-11% -$42.1K
ANDE icon
398
Andersons Inc
ANDE
$2.75B
$365K 0.04%
7,065
-4,805
-40% -$264K
TSLA icon
399
Tesla
TSLA
$1.4T
$365K 0.04%
22,800
-15,900
-41% -$222K
DWX icon
400
State Street SPDR S&P International Dividend ETF
DWX
$523M
$364K 0.04%
7,100
+500
+8% +$25.3K
14 15
16
17 18

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.