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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$729M
AUM Growth
+$52.9M
Cap. Flow
+$45.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
22.16%
Holding
592
New
88
Increased
271
Reduced
157
Closed
50

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.48M
2
VER
VEREIT, Inc.
VER
+$5.98M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.38M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.33M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$5.09M
2
VB icon
Vanguard Small-Cap ETF
VB
+$3.98M
3
GM icon
General Motors
GM
+$2.22M
4
ROM icon
ProShares Ultra Technology
ROM
+$1.91M
5
LVS icon
Las Vegas Sands
LVS
+$1.49M

Sector Composition

Rank Sector Weight
1 Real Estate 6.11%
2 Energy 5.14%
3 Technology 4.66%
4 Industrials 4.36%
5 Materials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
376
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.59B
$340K 0.05%
15,009
+2,416
+19% +$52.7K
SDRL
377
DELISTED
Seadrill Limited Common Stock
SDRL
$340K 0.05%
36
+8
+29% +$78.6K
MLPI
378
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$339K 0.05%
8,550
+2,062
+32% +$80.7K
HYLD
379
DELISTED
High Yield ETF
HYLD
$333K 0.05%
+6,320
New +$331K
TPZ
380
Tortoise Electrification Infrastructure ETF
TPZ
$132M
$332K 0.05%
13,130
-536
-4% -$13.6K
CSX icon
381
CSX Corp
CSX
$98B
$329K 0.05%
34,077
+744
+2% +$6.9K
AEP icon
382
American Electric Power
AEP
$73.1B
$325K 0.04%
+6,425
New +$312K
DWX icon
383
State Street SPDR S&P International Dividend ETF
DWX
$517M
$322K 0.04%
6,600
+300
+5% +$14.1K
VCR icon
384
Vanguard Consumer Discretionary ETF
VCR
$5.8B
$321K 0.04%
3,028
+542
+22% +$57.3K
PSP icon
385
Invesco Global Listed Private Equity ETF
PSP
$224M
$320K 0.04%
5,300
+2,450
+86% +$148K
V icon
386
Visa
V
$667B
$320K 0.04%
5,892
+1,124
+24% +$62.5K
RVT icon
387
Royce Value Trust
RVT
$2.19B
$319K 0.04%
20,347
+389
+2% +$6.07K
SKYY icon
388
First Trust Cloud Computing ETF
SKYY
$2.69B
$318K 0.04%
+11,651
New +$319K
WMC
389
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$317K 0.04%
2,022
+237
+13% +$37.1K
IEF icon
390
iShares 7-10 Year Treasury Bond ETF
IEF
$47B
$316K 0.04%
+3,090
New +$314K
CMCSA icon
391
Comcast
CMCSA
$80.8B
$314K 0.04%
12,534
+2,678
+27% +$69.7K
GBF icon
392
iShares Government/Credit Bond ETF
GBF
$133M
$314K 0.04%
2,805
-469
-14% -$52.1K
FLTR icon
393
VanEck IG Floating Rate ETF
FLTR
$2.92B
$313K 0.04%
12,700
-500
-4% -$12.5K
SCCO icon
394
Southern Copper
SCCO
$143B
$311K 0.04%
11,510
+2,692
+31% +$72.4K
BSL
395
Blackstone Senior Floating Rate 2027 Term Fund
BSL
$170M
$310K 0.04%
16,540
-5,915
-26% -$112K
PSA icon
396
Public Storage
PSA
$55.1B
$310K 0.04%
1,847
+115
+7% +$18.6K
AGN
397
DELISTED
Allergan plc
AGN
$309K 0.04%
1,521
-1,842
-55% -$365K
NOC icon
398
Northrop Grumman
NOC
$75.1B
$308K 0.04%
2,496
+454
+22% +$53.8K
PPL
399
PPL Corp
PPL
$27.3B
$307K 0.04%
+9,959
New +$289K
MBB icon
400
iShares MBS ETF
MBB
$38.9B
$306K 0.04%
2,872
+416
+17% +$44.1K
14 15
16
17 18

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Cetera Advisors held 592 positions worth $729M, up 7.8% from $676M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors deployed $45.2M of net new capital in Q1 2014, opening 88 new positions and adding to 271 existing holdings. Its largest new stake was Pinnacle West Capital: 26,717 shares worth $1.46M.

By sector, the portfolio is most concentrated in Real Estate at 6.1% of assets, down from 6.3% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $3.98M trimmed.

  • Cetera Advisors's largest Q1 2014 buy was Pinnacle West Capital: 26,717 shares worth $1.46M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $6.48M increase.
  • Cetera Advisors's biggest Q1 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $3.98M.
  • Cetera Advisors fully exited Vanguard Financials ETF in Q1 2014, selling an estimated $5.09M.
  • Cetera Advisors's ten largest holdings make up 22% of its $729M portfolio in Q1 2014.
  • Cetera Advisors opened 88 new positions and closed 50 in Q1 2014.
  • Cetera Advisors's portfolio value rose 7.8% quarter-over-quarter to $729M.

Based on Cetera Advisors's 13F filing for Q1 2014, filed 15 May 2014.