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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SYK icon
351
Stryker
SYK
$126B
$2.53M 0.05%
9,592
+1,440
+18% +$385K
RSPT icon
352
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.41B
$2.53M 0.05%
87,670
+11,540
+15% +$343K
LUV icon
353
Southwest Airlines
LUV
$22.6B
$2.52M 0.05%
48,904
+2,309
+5% +$117K
VDC icon
354
Vanguard Consumer Staples ETF
VDC
$7.86B
$2.51M 0.05%
14,014
-359
-2% -$66.5K
IWC icon
355
iShares Micro-Cap ETF
IWC
$1.44B
$2.51M 0.05%
17,374
-3,004
-15% -$436K
MINT icon
356
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.48M 0.05%
24,319
+6,913
+40% +$705K
URG
357
Ur-Energy
URG
$497M
$2.47M 0.05%
1,434,635
+751,775
+110% +$1.01M
IVOO icon
358
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.75B
$2.47M 0.05%
27,694
– –
WMB icon
359
Williams Companies
WMB
$91.6B
$2.45M 0.05%
94,431
+48,061
+104% +$1.21M
UFOX
360
Defiance Space and Connective Tech ETF
UFOX
$861M
$2.45M 0.05%
67,443
+10,791
+19% +$409K
IQLT icon
361
iShares MSCI Intl Quality Factor ETF
IQLT
$13.7B
$2.42M 0.05%
63,843
+4,894
+8% +$193K
PTMC icon
362
Pacer Trendpilot US Mid Cap ETF
PTMC
$398M
$2.42M 0.05%
68,791
+20,047
+41% +$711K
QTEC icon
363
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.45B
$2.41M 0.05%
15,277
+2,805
+22% +$456K
DIDI
364
DELISTED
DiDi Global Inc. American depositary shares, each four representing one Class A ordinary share
DIDI
$2.38M 0.05%
+305,637
New +$2.88M
IGIB icon
365
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.4B
$2.38M 0.05%
39,629
+1,227
+3% +$74.5K
PAYX icon
366
Paychex
PAYX
$40.2B
$2.38M 0.05%
21,167
+2,181
+11% +$245K
XSD icon
367
State Street SPDR S&P Semiconductor ETF
XSD
$2.82B
$2.38M 0.05%
12,022
-3,705
-24% -$723K
LPX icon
368
Louisiana-Pacific
LPX
$5.18B
$2.38M 0.05%
38,704
-2,728
-7% -$161K
ARCC icon
369
Ares Capital
ARCC
$13.5B
$2.37M 0.05%
116,745
+3,456
+3% +$69.3K
MET icon
370
MetLife
MET
$60.5B
$2.36M 0.05%
38,267
+9,719
+34% +$585K
EMR icon
371
Emerson Electric
EMR
$83.3B
$2.35M 0.05%
24,942
+1,766
+8% +$176K
SHY icon
372
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$2.35M 0.05%
27,221
+10,350
+61% +$892K
COWZ icon
373
Pacer US Cash Cows 100 ETF
COWZ
$18.3B
$2.32M 0.05%
53,085
+18,729
+55% +$824K
WBA
374
DELISTED
Walgreens Boots Alliance
WBA
$2.31M 0.05%
49,079
+10,813
+28% +$522K
CERN
375
DELISTED
Cerner Corp
CERN
$2.31M 0.04%
32,726
+13,200
+68% +$1.02M
13 14
15
16 17

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VAM
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CAN
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ICG
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CW
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WSTAM
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Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.