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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHE icon
351
State Street SPDR S&P Health Care Equipment ETF
XHE
$147M
$824K 0.05%
11,632
+958
+9% +$73.3K
MLPA icon
352
Global X MLP ETF
MLPA
$2.28B
$818K 0.05%
+17,833
New +$940K
HTGC icon
353
Hercules Capital
HTGC
$2.93B
$817K 0.05%
73,811
+700
+1% +$8.54K
RDS.A
354
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$809K 0.05%
13,935
+760
+6% +$47.1K
SLV icon
355
iShares Silver Trust
SLV
$27.8B
$805K 0.05%
55,518
-1,239
-2% -$16.9K
CWI icon
356
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.75B
$804K 0.05%
36,773
-1,146
-3% -$26.4K
VLO icon
357
Valero Energy
VLO
$90.6B
$798K 0.05%
10,685
+929
+10% +$81.6K
VPU
358
Vanguard Utilities ETF
VPU
$8.83B
$797K 0.05%
6,768
– –
BSJN
359
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
$797K 0.05%
32,337
+3,920
+14% +$100K
AMT icon
360
American Tower
AMT
$76.7B
$793K 0.05%
4,984
+265
+6% +$41.4K
FDX icon
361
FedEx
FDX
$74.7B
$790K 0.05%
4,940
+617
+14% +$131K
ZTS icon
362
Zoetis
ZTS
$31.3B
$787K 0.05%
9,097
+667
+8% +$60.1K
ERF
363
DELISTED
Enerplus Corporation
ERF
$778K 0.05%
99,520
-4,540
-4% -$44.2K
CERN
364
DELISTED
Cerner Corp
CERN
$778K 0.05%
14,825
-1,209
-8% -$70.1K
AVGO icon
365
Broadcom
AVGO
$1.87T
$776K 0.05%
30,590
-5,090
-14% -$120K
SYK icon
366
Stryker
SYK
$122B
$776K 0.05%
4,937
+369
+8% +$61.7K
FBT icon
367
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.81B
$763K 0.04%
6,178
+305
+5% +$41.7K
VSS icon
368
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$761K 0.04%
7,980
-993
-11% -$101K
FCX icon
369
Freeport-McMoran
FCX
$91.3B
$755K 0.04%
73,458
-9,803
-12% -$114K
IUSV icon
370
iShares Core S&P US Value ETF
IUSV
$26.9B
$753K 0.04%
15,323
+3,361
+28% +$179K
NFLT icon
371
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$441M
$753K 0.04%
32,125
+3,169
+11% +$75.3K
AFL icon
372
Aflac
AFL
$63.3B
$744K 0.04%
16,372
-709
-4% -$31.5K
CME icon
373
CME Group
CME
$91.9B
$744K 0.04%
3,958
+623
+19% +$115K
RIG icon
374
Transocean
RIG
$5.89B
$742K 0.04%
107,349
-6,922
-6% -$70.5K
SDOG icon
375
ALPS Sector Dividend Dogs ETF
SDOG
$1.39B
$741K 0.04%
18,865
-4,444
-19% -$192K
13 14
15
16 17

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.