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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNX icon
351
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$631K 0.05%
11,909
+1,443
+14% +$75.7K
ETP
352
DELISTED
Energy Transfer Partners L.p.
ETP
$631K 0.05%
17,054
+263
+2% +$10.3K
SJM icon
353
J.M. Smucker
SJM
$12.6B
$630K 0.05%
4,640
-1,578
-25% -$232K
CHI
354
Calamos Convertible Opportunities and Income Fund
CHI
$1.06B
$623K 0.05%
60,260
+16,050
+36% +$167K
RPAI
355
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$623K 0.05%
37,139
-600
-2% -$10.2K
VTR icon
356
Ventas
VTR
$47.2B
$622K 0.05%
8,817
-2,286
-21% -$166K
ROK icon
357
Rockwell Automation
ROK
$51B
$620K 0.05%
5,076
-50
-1% -$5.85K
EZM icon
358
WisdomTree US MidCap Fund
EZM
$938M
$618K 0.05%
19,419
+504
+3% +$15.9K
IFGL icon
359
iShares International Developed Real Estate ETF
IFGL
$82M
$617K 0.05%
20,516
+681
+3% +$20.5K
LAD icon
360
Lithia Motors
LAD
$7.75B
$617K 0.05%
6,539
-229
-3% -$19.2K
OPLN
361
Openlane
OPLN
$4.2B
$612K 0.05%
38,008
-502
-1% -$8.01K
LUV icon
362
Southwest Airlines
LUV
$23.3B
$611K 0.05%
15,568
+298
+2% +$11.3K
HACK icon
363
Amplify Cybersecurity ETF
HACK
$2.66B
$610K 0.05%
22,000
-1,229
-5% -$32.3K
GLW icon
364
Corning
GLW
$133B
$607K 0.05%
25,741
-10,939
-30% -$244K
FAB icon
365
First Trust Multi Cap Value AlphaDEX Fund
FAB
$151M
$603K 0.05%
13,226
+214
+2% +$9.59K
FDN icon
366
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.96B
$603K 0.05%
7,467
+2,005
+37% +$156K
CM icon
367
Canadian Imperial Bank of Commerce
CM
$107B
$602K 0.05%
15,370
-5,400
-26% -$208K
GIS icon
368
General Mills
GIS
$19.7B
$602K 0.05%
9,467
-4,222
-31% -$294K
VV icon
369
Vanguard Large-Cap ETF
VV
$52.5B
$596K 0.05%
5,984
-229
-4% -$22.7K
HR icon
370
Healthcare Realty
HR
$7.37B
$592K 0.05%
18,090
-3,940
-18% -$130K
KBWY icon
371
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$318M
$592K 0.05%
16,377
-1,306
-7% -$48.4K
K
372
DELISTED
Kellanova
K
$591K 0.05%
8,104
+4,469
+123% +$342K
CHY
373
Calamos Convertible and High Income Fund
CHY
$1.06B
$590K 0.05%
53,723
– –
UUP icon
374
Invesco DB US Dollar Index Bullish Fund
UUP
$432M
$590K 0.05%
23,688
-200
-0.8% -$4.95K
BDX icon
375
Becton Dickinson
BDX
$42.2B
$589K 0.05%
3,346
-54
-2% -$9.23K
13 14
15
16 17

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.