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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IMCB icon
351
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$486K 0.04%
13,948
-1,012
-7% -$35.7K
IIM icon
352
Invesco Value Municipal Income Trust
IIM
$589M
$484K 0.04%
31,912
+18,902
+145% +$281K
BND icon
353
Vanguard Total Bond Market
BND
$158B
$483K 0.04%
5,919
-246
-4% -$20.2K
WBS icon
354
Webster Financial
WBS
$12.4B
$483K 0.04%
16,631
– –
CBRE icon
355
CBRE Group
CBRE
$40.1B
$482K 0.04%
16,193
– –
EEMV icon
356
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.49B
$478K 0.04%
8,022
+1,555
+24% +$95.8K
DLR icon
357
Digital Realty Trust
DLR
$66B
$477K 0.04%
7,667
-505
-6% -$32.1K
XLB icon
358
State Street Materials Select Sector SPDR ETF
XLB
$8.43B
$477K 0.04%
19,182
+2,330
+14% +$58.2K
PSX icon
359
Phillips 66
PSX
$84.8B
$475K 0.04%
5,857
+290
+5% +$24.1K
SAFT icon
360
Safety Insurance
SAFT
$1.06B
$472K 0.04%
+8,785
New +$465K
RDS.A
361
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$457K 0.03%
6,013
+600
+11% +$48.2K
CSM icon
362
ProShares Large Cap Core Plus
CSM
$515M
$452K 0.03%
18,820
+4,180
+29% +$101K
FDM icon
363
First Trust Dow Jones Select MicroCap Index Fund
FDM
$259M
$450K 0.03%
15,111
-630
-4% -$19.7K
PAYX icon
364
Paychex
PAYX
$39.4B
$448K 0.03%
10,137
-2,461
-20% -$103K
BIV icon
365
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$447K 0.03%
5,317
-257
-5% -$21.7K
HAL icon
366
Halliburton
HAL
$27.6B
$447K 0.03%
6,935
+102
+1% +$7K
CI icon
367
Cigna
CI
$75.4B
$445K 0.03%
4,919
– –
IOO icon
368
iShares Global 100 ETF
IOO
$8.67B
$443K 0.03%
11,466
– –
EMR icon
369
Emerson Electric
EMR
$78.2B
$441K 0.03%
7,030
+1,316
+23% +$85.5K
DDD icon
370
3D Systems Corp
DDD
$434M
$440K 0.03%
9,443
– –
PPG icon
371
PPG Industries
PPG
$26.2B
$439K 0.03%
4,464
-30
-0.7% -$3.06K
POT
372
DELISTED
Potash Corp Of Saskatchewan
POT
$438K 0.03%
12,767
-147,702
-92% -$5.23M
NOC icon
373
Northrop Grumman
NOC
$74.6B
$437K 0.03%
3,310
+644
+24% +$81.3K
IWS icon
374
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$434K 0.03%
6,180
-593
-9% -$42.5K
OXY icon
375
Occidental Petroleum
OXY
$57.2B
$432K 0.03%
4,678
+413
+10% +$39.6K
13 14
15
16 17

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.