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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.57%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$729M
AUM Growth
+$52.9M
Cap. Flow
+$45.2M
Cap. Flow %
6.2%
Top 10 Hldgs %
22.16%
Holding
592
New
88
Increased
271
Reduced
157
Closed
50

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.48M
2
VER
VEREIT, Inc.
VER
+$5.98M
3
IWD icon
iShares Russell 1000 Value ETF
IWD
+$3.38M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.86M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.33M

Top Sells

Rank Stock Value
1
VFH icon
Vanguard Financials ETF
VFH
+$5.09M
2
VB icon
Vanguard Small-Cap ETF
VB
+$3.98M
3
GM icon
General Motors
GM
+$2.22M
4
ROM icon
ProShares Ultra Technology
ROM
+$1.91M
5
LVS icon
Las Vegas Sands
LVS
+$1.49M

Sector Composition

Rank Sector Weight
1 Real Estate 6.11%
2 Energy 5.14%
3 Technology 4.66%
4 Industrials 4.36%
5 Materials 4.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSEC icon
351
Prospect Capital
PSEC
$1.07B
$404K 0.06%
37,800
+3,075
+9% +$34K
IYJ icon
352
iShares US Industrials ETF
IYJ
$1.96B
$402K 0.06%
7,980
+2,580
+48% +$128K
XLF icon
353
State Street Financial Select Sector SPDR ETF
XLF
$55B
$400K 0.05%
20,466
+4,839
+31% +$92.4K
BND icon
354
Vanguard Total Bond Market
BND
$157B
$391K 0.05%
4,824
+1,501
+45% +$122K
RDS.A
355
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$390K 0.05%
5,338
+966
+22% +$69K
SBUX icon
356
Starbucks
SBUX
$118B
$387K 0.05%
10,592
+5,062
+92% +$187K
MLPN
357
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$386K 0.05%
12,100
+4,025
+50% +$126K
PSX icon
358
Phillips 66
PSX
$83.6B
$385K 0.05%
4,970
+1,602
+48% +$122K
IJT icon
359
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.2B
$378K 0.05%
6,360
-1,336
-17% -$78.5K
WAFD icon
360
WaFd
WAFD
$2.69B
$377K 0.05%
16,205
+2,276
+16% +$51.6K
SDOG icon
361
ALPS Sector Dividend Dogs ETF
SDOG
$1.39B
$375K 0.05%
10,702
-315
-3% -$10.7K
XEL icon
362
Xcel Energy
XEL
$50.5B
$374K 0.05%
12,325
+1,276
+12% +$37.2K
IMCB icon
363
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$371K 0.05%
10,988
+236
+2% +$7.76K
UPS icon
364
United Parcel Service
UPS
$96.9B
$371K 0.05%
3,820
+448
+13% +$43.7K
PEJ icon
365
Invesco Leisure and Entertainment ETF
PEJ
$250M
$367K 0.05%
10,782
-1,785
-14% -$60.6K
QDEF icon
366
FlexShares Quality Dividend Defensive Index Fund
QDEF
$538M
$365K 0.05%
11,126
+284
+3% +$9.06K
VXF icon
367
Vanguard Extended Market ETF
VXF
$30.2B
$359K 0.05%
4,212
+1,268
+43% +$106K
AMT icon
368
American Tower
AMT
$76.7B
$356K 0.05%
4,355
+162
+4% +$13.2K
SUSA icon
369
iShares ESG Optimized MSCI USA ETF
SUSA
$3.97B
$352K 0.05%
9,008
+1,888
+27% +$72.3K
MDT icon
370
Medtronic
MDT
$105B
$348K 0.05%
5,688
-2,291
-29% -$133K
VOD icon
371
Vodafone
VOD
$35.3B
$347K 0.05%
9,463
-6,746
-42% -$260K
PALL icon
372
abrdn Physical Palladium Shares ETF
PALL
$609M
$345K 0.05%
22,715
+4,790
+27% +$69.7K
EMR icon
373
Emerson Electric
EMR
$80.6B
$344K 0.05%
5,169
+1,770
+52% +$116K
HTGC icon
374
Hercules Capital
HTGC
$2.92B
$344K 0.05%
24,695
+200
+0.8% +$3.13K
TJX icon
375
TJX Companies
TJX
$169B
$344K 0.05%
11,396
-2,480
-18% -$75.1K
13 14
15
16 17

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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q1 2014 Portfolio in Review

As of Q1 2014, Cetera Advisors held 592 positions worth $729M, up 7.8% from $676M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors deployed $45.2M of net new capital in Q1 2014, opening 88 new positions and adding to 271 existing holdings. Its largest new stake was Pinnacle West Capital: 26,717 shares worth $1.46M.

By sector, the portfolio is most concentrated in Real Estate at 6.1% of assets, down from 6.3% a quarter earlier, followed by Energy and Technology.

On the sell side, the largest reduction was Vanguard Small-Cap ETF, an estimated $3.98M trimmed.

  • Cetera Advisors's largest Q1 2014 buy was Pinnacle West Capital: 26,717 shares worth $1.46M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q1 2014, an estimated $6.48M increase.
  • Cetera Advisors's biggest Q1 2014 reduction was Vanguard Small-Cap ETF, cutting an estimated $3.98M.
  • Cetera Advisors fully exited Vanguard Financials ETF in Q1 2014, selling an estimated $5.09M.
  • Cetera Advisors's ten largest holdings make up 22% of its $729M portfolio in Q1 2014.
  • Cetera Advisors opened 88 new positions and closed 50 in Q1 2014.
  • Cetera Advisors's portfolio value rose 7.8% quarter-over-quarter to $729M.

Based on Cetera Advisors's 13F filing for Q1 2014, filed 15 May 2014.