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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$6B
AUM Growth
+$488M
Cap. Flow
+$220M
Cap. Flow %
3.67%
Top 10 Hldgs %
17.15%
Holding
1,748
New
145
Increased
760
Reduced
673
Closed
97

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$32.9M
2
TLH icon
iShares 10-20 Year Treasury Bond ETF
TLH
+$24.3M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$22.3M
4
IWD icon
iShares Russell 1000 Value ETF
IWD
+$20.4M
5
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$14.7M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$27.5M
2
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.5M
3
XDEC icon
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
+$11.9M
4
NVDA icon
NVIDIA
NVDA
+$9.82M
5
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$9.55M

Sector Composition

Rank Sector Weight
1 Technology 7.88%
2 Consumer Discretionary 4.04%
3 Financials 3.76%
4 Healthcare 3.21%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VSS icon
326
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.2B
$3.23M 0.05%
29,552
-4,053
-12% -$440K
VTIP icon
327
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.1B
$3.17M 0.05%
66,337
+3,915
+6% +$184K
AEP icon
328
American Electric Power
AEP
$73.5B
$3.15M 0.05%
34,656
-2,582
-7% -$236K
NOW icon
329
ServiceNow
NOW
$102B
$3.14M 0.05%
33,810
+1,355
+4% +$118K
ETB
330
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$451M
$3.13M 0.05%
240,044
+6,490
+3% +$86.3K
VOE icon
331
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.12M 0.05%
23,261
+822
+4% +$114K
XLG icon
332
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$3.09M 0.05%
99,600
-5,820
-6% -$171K
PFIX icon
333
Simplify Interest Rate Hedge ETF
PFIX
$170M
$3.09M 0.05%
50,724
-79,301
-61% -$5.02M
FXL icon
334
First Trust Technology AlphaDEX Fund
FXL
$2.5B
$3.09M 0.05%
29,381
+598
+2% +$60.3K
FTA icon
335
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.37B
$3.09M 0.05%
46,488
-1,464
-3% -$100K
IRM icon
336
Iron Mountain
IRM
$38.2B
$3.08M 0.05%
58,242
+30,882
+113% +$1.62M
BUFT icon
337
FT Vest Buffered Allocation Defensive ETF
BUFT
$149M
$3.08M 0.05%
161,962
-34,457
-18% -$646K
CRWD icon
338
CrowdStrike
CRWD
$187B
$3.04M 0.05%
88,640
+34,816
+65% +$1.01M
SLY
339
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$3.04M 0.05%
36,181
+5,962
+20% +$517K
FEN
340
DELISTED
First Trust Energy Income and Growth Fund
FEN
$3.03M 0.05%
233,563
+959
+0.4% +$13.1K
IUSV icon
341
iShares Core S&P US Value ETF
IUSV
$27.1B
$3.03M 0.05%
41,015
-36,027
-47% -$2.65M
GILD icon
342
Gilead Sciences
GILD
$161B
$3.02M 0.05%
36,392
+9,782
+37% +$810K
PDI icon
343
PIMCO Dynamic Income Fund
PDI
$7.4B
$3.01M 0.05%
167,180
+7,908
+5% +$155K
FPX icon
344
First Trust US Equity Opportunities ETF
FPX
$1.51B
$2.97M 0.05%
35,381
-910
-3% -$75.4K
ARKF icon
345
ARK Blockchain & Fintech Innovation ETF
ARKF
$720M
$2.95M 0.05%
156,738
+3,988
+3% +$70.3K
FDEC icon
346
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$2.94M 0.05%
87,458
-51,008
-37% -$1.68M
VEU icon
347
Vanguard FTSE All-World ex-US ETF
VEU
$65.7B
$2.94M 0.05%
55,012
+26,461
+93% +$1.4M
BP icon
348
BP
BP
$113B
$2.92M 0.05%
76,860
-1,182
-2% -$44.2K
SPSB icon
349
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.91M 0.05%
98,232
+45,184
+85% +$1.33M
HNDL icon
350
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$632M
$2.91M 0.05%
143,743
+411
+0.3% +$8.28K
12 13
14
15 16

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q1 2023 Portfolio in Review

As of Q1 2023, Cetera Advisors held 1,748 positions worth $6B, up 8.8% from $5.52B the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Cetera Advisors deployed $220M of net new capital in Q1 2023, opening 145 new positions and adding to 760 existing holdings. Its largest new stake was FT Vest US Equity Moderate Buffer ETF February: 346,263 shares worth $10.2M.

By sector, the portfolio is most concentrated in Technology at 7.9% of assets, up from 7.1% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $27.5M trimmed.

  • Cetera Advisors's largest Q1 2023 buy was FT Vest US Equity Moderate Buffer ETF February: 346,263 shares worth $10.2M.
  • Cetera Advisors added most to Invesco S&P 500 Equal Weight ETF in Q1 2023, an estimated $32.9M increase.
  • Cetera Advisors's biggest Q1 2023 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $27.5M.
  • Cetera Advisors fully exited Franco-Nevada in Q1 2023, selling an estimated $2.68M.
  • Cetera Advisors's ten largest holdings make up 17% of its $6B portfolio in Q1 2023.
  • Cetera Advisors opened 145 new positions and closed 97 in Q1 2023.
  • Cetera Advisors's portfolio value rose 8.8% quarter-over-quarter to $6B.

Based on Cetera Advisors's 13F filing for Q1 2023, filed 15 May 2023.