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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXL icon
326
First Trust Technology AlphaDEX Fund
FXL
$2.51B
$949K 0.06%
18,075
+1,298
+8% +$72K
NNN icon
327
NNN REIT
NNN
$9.25B
$948K 0.06%
19,502
+7,480
+62% +$357K
AMRN
328
Amarin Corp
AMRN
$285M
$942K 0.06%
3,542
+2,754
+349% +$1M
PSX icon
329
Phillips 66
PSX
$83B
$936K 0.05%
10,876
-135
-1% -$13.2K
WELL icon
330
Welltower
WELL
$174B
$936K 0.05%
13,419
+799
+6% +$54.4K
FEZ icon
331
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.25B
$932K 0.05%
28,159
-511
-2% -$17.9K
AXP icon
332
American Express
AXP
$233B
$931K 0.05%
9,730
-689
-7% -$72.1K
VOD icon
333
Vodafone
VOD
$35.1B
$923K 0.05%
47,810
+22,870
+92% +$457K
AEP icon
334
American Electric Power
AEP
$73.4B
$918K 0.05%
12,317
+1,262
+11% +$94.7K
MDY icon
335
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$913K 0.05%
3,018
-2,006
-40% -$668K
FTSL icon
336
First Trust Senior Loan Fund ETF
FTSL
$2.3B
$902K 0.05%
19,671
+2,361
+14% +$112K
MINT icon
337
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$896K 0.05%
8,847
-10,897
-55% -$1.1M
PAYX icon
338
Paychex
PAYX
$39.4B
$884K 0.05%
13,439
+281
+2% +$19K
VPL icon
339
Vanguard FTSE Pacific ETF
VPL
$8.14B
$876K 0.05%
14,455
-44
-0.3% -$2.85K
IGV icon
340
iShares Expanded Tech-Software Sector ETF
IGV
$12.9B
$871K 0.05%
25,055
+2,005
+9% +$72.7K
EQBK icon
341
Equity Bancshares
EQBK
$1.02B
$870K 0.05%
24,676
– –
FEX icon
342
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$860K 0.05%
16,467
-2,692
-14% -$153K
EXC icon
343
Exelon
EXC
$48.4B
$854K 0.05%
26,624
+1,350
+5% +$43.2K
XYZ
344
Block Inc
XYZ
$45.5B
$843K 0.05%
14,976
+3,740
+33% +$264K
AOR icon
345
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$841K 0.05%
20,252
-1,033
-5% -$44.2K
EMR icon
346
Emerson Electric
EMR
$81.2B
$840K 0.05%
14,031
-388
-3% -$26.2K
GM icon
347
General Motors
GM
$73B
$839K 0.05%
25,288
-8,913
-26% -$308K
MU icon
348
Micron Technology
MU
$1.12T
$838K 0.05%
26,348
-16,448
-38% -$624K
MDT icon
349
Medtronic
MDT
$105B
$833K 0.05%
9,152
-39
-0.4% -$3.64K
PGHY icon
350
Invesco Global ex-US High Yield Corporate Bond ETF
PGHY
$222M
$828K 0.05%
36,384
+472
+1% +$10.9K
12 13
14
15 16

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.