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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+1.85%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.03B
AUM Growth
-$286M
Cap. Flow
-$289M
Cap. Flow %
-28.11%
Top 10 Hldgs %
19.22%
Holding
730
New
111
Increased
300
Reduced
203
Closed
74

Top Buys

Rank Stock Value
1
PGH
Pengrowth Energy Corporation
PGH
+$10.9M
2
UNG icon
United States Natural Gas Fund
UNG
+$7.78M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$7.38M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$6.51M
5
ERF
Enerplus Corporation
ERF
+$6.09M

Top Sells

Rank Stock Value
1
RDOG icon
ALPS REIT Dividend Dogs ETF
RDOG
+$3.46M
2
APU
AmeriGas Partners, L.P.
APU
+$2.32M
3
HR icon
Healthcare Realty
HR
+$2.29M
4
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$2.23M
5
HCT
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
+$1.86M

Sector Composition

Rank Sector Weight
1 Energy 6.18%
2 Financials 4.97%
3 Industrials 4.9%
4 Technology 4.78%
5 Healthcare 4.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXH icon
326
First Trust Health Care AlphaDEX Fund
FXH
$1.01B
$633K 0.06%
10,499
+3,054
+41% +$178K
AGNC icon
327
AGNC Investment
AGNC
$12.2B
$624K 0.06%
28,620
+2,129
+8% +$48K
WM icon
328
Waste Management
WM
$95.8B
$624K 0.06%
12,174
+257
+2% +$12.5K
MLPI
329
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$623K 0.06%
15,517
+1,125
+8% +$47.7K
SDOG icon
330
ALPS Sector Dividend Dogs ETF
SDOG
$1.4B
$621K 0.06%
16,252
+5,815
+56% +$220K
YUM icon
331
Yum! Brands
YUM
$41B
$621K 0.06%
11,876
+902
+8% +$47K
NCZ
332
Virtus Convertible & Income Fund II
NCZ
$293M
$618K 0.06%
17,390
+1,590
+10% +$56.2K
MDLZ icon
333
Mondelez International
MDLZ
$77.3B
$617K 0.06%
16,944
-784
-4% -$28.5K
SAFT icon
334
Safety Insurance
SAFT
$1.07B
$617K 0.06%
9,595
+810
+9% +$48.6K
IWS icon
335
iShares Russell Mid-Cap Value ETF
IWS
$15.5B
$613K 0.06%
8,320
+2,140
+35% +$154K
KBWY icon
336
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$316M
$604K 0.06%
17,400
-1,553
-8% -$52.1K
DNP icon
337
DNP Select Income Fund
DNP
$4.17B
$602K 0.06%
56,963
-1,493
-3% -$15.5K
OKE icon
338
Oneok
OKE
$58.8B
$600K 0.06%
12,007
-2,109
-15% -$116K
V icon
339
Visa
V
$667B
$598K 0.06%
9,128
+3,396
+59% +$204K
CVA
340
DELISTED
Covanta Holding Corporation
CVA
$598K 0.06%
27,111
+1,136
+4% +$25.6K
FDL icon
341
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.63B
$595K 0.06%
24,952
+2,406
+11% +$57.4K
MMP
342
DELISTED
Magellan Midstream Partners, L.P.
MMP
$594K 0.06%
7,154
-3,499
-33% -$286K
IYW icon
343
iShares US Technology ETF
IYW
$23.8B
$593K 0.06%
22,780
-3,752
-14% -$95.7K
REM icon
344
iShares Mortgage Real Estate ETF
REM
$539M
$588K 0.06%
12,452
+275
+2% +$13.5K
PGX icon
345
Invesco Preferred ETF
PGX
$3.83B
$584K 0.06%
39,668
+17,842
+82% +$260K
BPL
346
DELISTED
Buckeye Partners, L.P.
BPL
$579K 0.06%
7,648
+339
+5% +$26.1K
PSEC icon
347
Prospect Capital
PSEC
$1.06B
$563K 0.05%
68,673
-8,914
-11% -$82.2K
AFL icon
348
Aflac
AFL
$63.1B
$559K 0.05%
18,436
-13,182
-42% -$389K
CBRE icon
349
CBRE Group
CBRE
$39.8B
$555K 0.05%
16,193
– –
AOR icon
350
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.62B
$554K 0.05%
13,842
+1,484
+12% +$59.1K
12 13
14
15 16

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Cetera Advisors held 730 positions worth $1.03B, down 22% from $1.31B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Advisors withdrew a net $289M in Q4 2014, closing 74 positions and reducing 203 holdings. Its most notable exit was ALPS REIT Dividend Dogs ETF, an estimated $3.46M position sold in full.

By sector, the portfolio is most concentrated in Energy at 6.2% of assets, up from 4.7% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Pengrowth Energy Corporation worth $9.17M.

  • Cetera Advisors's largest Q4 2014 buy was Pengrowth Energy Corporation: 2,945,247 shares worth $9.17M.
  • Cetera Advisors added most to Vanguard Real Estate ETF in Q4 2014, an estimated $7.38M increase.
  • Cetera Advisors's biggest Q4 2014 reduction was AmeriGas Partners, L.P., cutting an estimated $2.32M.
  • Cetera Advisors fully exited ALPS REIT Dividend Dogs ETF in Q4 2014, selling an estimated $3.46M.
  • Cetera Advisors's ten largest holdings make up 19% of its $1.03B portfolio in Q4 2014.
  • Cetera Advisors opened 111 new positions and closed 74 in Q4 2014.
  • Cetera Advisors's portfolio value fell 22% quarter-over-quarter to $1.03B.

Based on Cetera Advisors's 13F filing for Q4 2014, filed 13 Feb 2015.