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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
326
Waste Management
WM
$94.9B
$571K 0.04%
11,917
+325
+3% +$14.9K
YUM icon
327
Yum! Brands
YUM
$40.7B
$566K 0.04%
10,974
-524
-5% -$27.9K
AGNC icon
328
AGNC Investment
AGNC
$12.5B
$564K 0.04%
26,491
-451
-2% -$10.4K
TSLA icon
329
Tesla
TSLA
$1.4T
$561K 0.04%
34,860
+12,060
+53% +$199K
AMT icon
330
American Tower
AMT
$77.4B
$555K 0.04%
5,949
-138
-2% -$13.1K
DJP icon
331
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$818M
$555K 0.04%
16,162
-2,342
-13% -$86.1K
BWP
332
DELISTED
Boardwalk Pipeline Partners
BWP
$553K 0.04%
29,464
-3,732
-11% -$71.4K
CVA
333
DELISTED
Covanta Holding Corporation
CVA
$552K 0.04%
25,975
+15,629
+151% +$326K
ILCB icon
334
iShares Morningstar US Equity ETF
ILCB
$1.27B
$534K 0.04%
18,552
-1,492
-7% -$42.9K
DGS icon
335
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.73B
$528K 0.04%
11,422
-100
-0.9% -$4.87K
FDL icon
336
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.65B
$527K 0.04%
22,546
+5,306
+31% +$126K
FV icon
337
First Trust Dorsey Wright Focus 5 ETF
FV
$3.69B
$526K 0.04%
25,868
+8,410
+48% +$169K
UPL
338
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
$525K 0.04%
22,461
+9,729
+76% +$244K
IWV icon
339
iShares Russell 3000 ETF
IWV
$19.7B
$524K 0.04%
4,482
-247
-5% -$29.1K
FLG
340
Flagstar Bank National Association
FLG
$6.2B
$524K 0.04%
10,969
+57
+0.5% +$2.72K
ACG
341
DELISTED
AllianceBernstein Income Fund Inc
ACG
$515K 0.04%
68,289
-131
-0.2% -$983
BWX icon
342
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$512K 0.04%
17,856
-660
-4% -$19.7K
CHY
343
Calamos Convertible and High Income Fund
CHY
$1.06B
$511K 0.04%
36,118
-1,046
-3% -$15.2K
AXP icon
344
American Express
AXP
$238B
$510K 0.04%
5,833
-496
-8% -$44.7K
TFI icon
345
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$510K 0.04%
+10,620
New +$505K
WBA
346
DELISTED
Walgreens Boots Alliance
WBA
$503K 0.04%
8,454
+1,728
+26% +$113K
DOC icon
347
Healthpeak Properties
DOC
$15.3B
$500K 0.04%
13,785
+291
+2% +$11K
IXC icon
348
iShares Global Energy ETF
IXC
$2.68B
$498K 0.04%
11,336
-3,417
-23% -$160K
IEV icon
349
iShares Europe ETF
IEV
$1.64B
$490K 0.04%
10,833
-4,382
-29% -$205K
AOR icon
350
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.66B
$489K 0.04%
12,358
+5,131
+71% +$206K
12 13
14
15 16

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.