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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.51%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$892M
AUM Growth
+$163M
Cap. Flow
+$130M
Cap. Flow %
14.54%
Top 10 Hldgs %
19.56%
Holding
652
New
110
Increased
304
Reduced
149
Closed
57

Top Buys

Rank Stock Value
1
FSK icon
FS KKR Capital
FSK
+$16.1M
2
APU
AmeriGas Partners, L.P.
APU
+$6.36M
3
DFE icon
WisdomTree Europe SmallCap Dividend Fund
DFE
+$5.95M
4
LINE
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
+$5.88M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$3.33M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.03M
2
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.08M
3
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$1.77M
4
GM.WS.A
GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016)
GM.WS.A
+$1.26M
5
MGC icon
Vanguard Mega Cap 300 Index ETF
MGC
+$1.24M

Sector Composition

Rank Sector Weight
1 Energy 6.37%
2 Real Estate 5.38%
3 Technology 5.07%
4 Industrials 4.1%
5 Financials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCZ
326
Virtus Convertible & Income Fund II
NCZ
$296M
$554K 0.06%
13,731
-663
-5% -$26.1K
VXF icon
327
Vanguard Extended Market ETF
VXF
$30.5B
$554K 0.06%
6,337
+2,125
+50% +$179K
DGS icon
328
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.73B
$553K 0.06%
11,522
+100
+0.9% +$4.75K
CHY
329
Calamos Convertible and High Income Fund
CHY
$1.06B
$552K 0.06%
37,164
+16,921
+84% +$241K
AMT icon
330
American Tower
AMT
$77.4B
$548K 0.06%
6,087
+1,732
+40% +$150K
IYW icon
331
iShares US Technology ETF
IYW
$24.5B
$538K 0.06%
22,256
+720
+3% +$16.6K
RESP
332
DELISTED
WisdomTree U.S. ESG Fund
RESP
$535K 0.06%
22,656
-1,440
-6% -$33K
IMCB icon
333
iShares Morningstar Mid-Cap ETF
IMCB
$1.64B
$529K 0.06%
14,960
+3,972
+36% +$135K
IDGT icon
334
iShares US Digital Infrastructure and Real Estate ETF
IDGT
$490M
$527K 0.06%
15,004
-40
-0.3% -$1.36K
WBS icon
335
Webster Financial
WBS
$12.4B
$525K 0.06%
16,631
– –
FLG
336
Flagstar Bank National Association
FLG
$6.2B
$524K 0.06%
10,912
+357
+3% +$16.7K
EQM
337
DELISTED
EQM Midstream Partners, LP
EQM
$522K 0.06%
+5,355
New +$436K
CBRE icon
338
CBRE Group
CBRE
$40.1B
$519K 0.06%
16,193
– –
PAYX icon
339
Paychex
PAYX
$39.4B
$519K 0.06%
12,598
+940
+8% +$38.6K
WM icon
340
Waste Management
WM
$94.9B
$516K 0.06%
11,592
+602
+5% +$26.2K
ACG
341
DELISTED
AllianceBernstein Income Fund Inc
ACG
$516K 0.06%
68,420
+48,089
+237% +$355K
MDU icon
342
MDU Resources
MDU
$4.41B
$513K 0.06%
38,528
+3,493
+10% +$45.6K
XLK icon
343
State Street Technology Select Sector SPDR ETF
XLK
$117B
$511K 0.06%
+26,720
New +$495K
VALE icon
344
Vale
VALE
$63.2B
$509K 0.06%
+38,431
New +$519K
DOC icon
345
Healthpeak Properties
DOC
$15.3B
$508K 0.06%
13,494
-406
-3% -$15.3K
FDM icon
346
First Trust Dow Jones Select MicroCap Index Fund
FDM
$259M
$505K 0.06%
15,741
-700
-4% -$22K
BAX icon
347
Baxter International
BAX
$11.2B
$504K 0.06%
+12,863
New +$515K
BND icon
348
Vanguard Total Bond Market
BND
$158B
$503K 0.06%
6,165
+1,341
+28% +$110K
WBA
349
DELISTED
Walgreens Boots Alliance
WBA
$494K 0.06%
6,726
+3,355
+100% +$234K
IWS icon
350
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$493K 0.06%
6,773
+825
+14% +$57.6K
12 13
14
15 16

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q2 2014 Portfolio in Review

As of Q2 2014, Cetera Advisors held 652 positions worth $892M, up 22% from $729M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Advisors deployed $130M of net new capital in Q2 2014, opening 110 new positions and adding to 304 existing holdings. Its largest new stake was FS KKR Capital: 390,092 shares worth $16.6M.

By sector, the portfolio is most concentrated in Energy at 6.4% of assets, up from 5.1% a quarter earlier, followed by Real Estate and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $5.03M trimmed.

  • Cetera Advisors's largest Q2 2014 buy was FS KKR Capital: 390,092 shares worth $16.6M.
  • Cetera Advisors added most to AmeriGas Partners, L.P. in Q2 2014, an estimated $6.36M increase.
  • Cetera Advisors's biggest Q2 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $5.03M.
  • Cetera Advisors fully exited GENERAL MOTORS COMPANY WARRANT (EXPIRES 07/10/2016) in Q2 2014, selling an estimated $1.26M.
  • Cetera Advisors's ten largest holdings make up 20% of its $892M portfolio in Q2 2014.
  • Cetera Advisors opened 110 new positions and closed 57 in Q2 2014.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $892M.

Based on Cetera Advisors's 13F filing for Q2 2014, filed 15 Aug 2014.