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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGOX icon
301
Adaptive Alpha Opportunities ETF
AGOX
$376M
$3.18M 0.06%
123,741
+5,380
+5% +$141K
IHF icon
302
iShares US Healthcare Providers ETF
IHF
$1.19B
$3.18M 0.06%
62,175
+1,650
+3% +$88K
FDX icon
303
FedEx
FDX
$74.8B
$3.16M 0.06%
14,426
+1,029
+8% +$279K
IBHE
304
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
$3.15M 0.06%
+126,024
New +$3.16M
TMO icon
305
Thermo Fisher Scientific
TMO
$209B
$3.15M 0.06%
5,513
+151
+3% +$82.9K
QCLN icon
306
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$644M
$3.15M 0.06%
50,277
+5,633
+13% +$369K
DDLS icon
307
WisdomTree Dynamic International SmallCap Equity Fund
DDLS
$432M
$3.14M 0.06%
+90,191
New +$3.19M
VBR icon
308
Vanguard Small-Cap Value ETF
VBR
$37B
$3.13M 0.06%
18,463
+775
+4% +$133K
IBB icon
309
iShares Biotechnology ETF
IBB
$9.36B
$3.1M 0.06%
19,173
+1,514
+9% +$255K
CCJ icon
310
Cameco
CCJ
$38.1B
$3.07M 0.06%
141,148
+69,956
+98% +$1.32M
FXO icon
311
First Trust Financials AlphaDEX Fund
FXO
$1.11B
$3.06M 0.06%
69,231
+49,164
+245% +$2.17M
FIW icon
312
First Trust Water ETF
FIW
$1.83B
$3.03M 0.06%
35,577
+4,489
+14% +$393K
DOCU
313
DocuSign
DOCU
$9.28B
$3.02M 0.06%
11,720
+764
+7% +$220K
ADP icon
314
Automatic Data Processing
ADP
$99.1B
$3.01M 0.06%
15,050
+2,002
+15% +$412K
IRM icon
315
Iron Mountain
IRM
$38.9B
$3M 0.06%
69,023
+4,776
+7% +$215K
SLY
316
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$2.99M 0.06%
31,573
-2,647
-8% -$252K
IJT icon
317
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.23B
$2.98M 0.06%
22,944
+4,088
+22% +$539K
NTSX icon
318
WisdomTree US Efficient Core Fund
NTSX
$1.34B
$2.97M 0.06%
72,955
+14,840
+26% +$624K
XAR icon
319
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.13B
$2.97M 0.06%
24,900
+2,265
+10% +$280K
ETB
320
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
$2.94M 0.06%
183,868
+10,885
+6% +$180K
FLOT icon
321
iShares Floating Rate Bond ETF
FLOT
$10.1B
$2.93M 0.06%
57,712
-2,385
-4% -$121K
BSJM
322
DELISTED
Invesco BulletShares 2022 High Yield Corporate Bond ETF
BSJM
$2.92M 0.06%
125,798
+72,477
+136% +$1.69M
SPHD icon
323
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.34B
$2.92M 0.06%
69,006
-4,388
-6% -$192K
DUK icon
324
Duke Energy
DUK
$102B
$2.92M 0.06%
29,910
+5,438
+22% +$563K
SWAN icon
325
Amplify BlackSwan Growth & Treasure Core ETF
SWAN
$157M
$2.92M 0.06%
85,193
+51,325
+152% +$1.81M
11 12
13
14 15

Similar funds

MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.