We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
301
Baxter International
BAX
$11.2B
$643K 0.05%
16,497
+3,634
+28% +$148K
CHD icon
302
Church & Dwight Co
CHD
$23B
$641K 0.05%
18,332
+8
+0% +$272
ADP icon
303
Automatic Data Processing
ADP
$97.2B
$636K 0.05%
8,724
-805
-8% -$58.1K
URS
304
DELISTED
URS CORP
URS
$635K 0.05%
+11,017
New +$640K
IWC icon
305
iShares Micro-Cap ETF
IWC
$1.45B
$632K 0.05%
9,103
-5,089
-36% -$370K
AIZ icon
306
Assurant
AIZ
$13.5B
$625K 0.05%
+9,822
New +$643K
NSC icon
307
Norfolk Southern
NSC
$74.3B
$617K 0.05%
5,516
-161
-3% -$17.1K
VXF icon
308
Vanguard Extended Market ETF
VXF
$30.5B
$614K 0.05%
7,383
+1,046
+17% +$90.2K
WSO icon
309
Watsco Inc
WSO
$14.9B
$612K 0.05%
7,100
– –
EBTC
310
DELISTED
Enterprise Bancorp
EBTC
$608K 0.05%
32,285
– –
MDLZ icon
311
Mondelez International
MDLZ
$78.1B
$603K 0.05%
17,728
-1,144
-6% -$41.7K
PRFZ icon
312
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.78B
$601K 0.05%
32,010
-5,295
-14% -$104K
MWE
313
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$599K 0.05%
7,800
+1,500
+24% +$112K
IGE icon
314
iShares North American Natural Resources ETF
IGE
$744M
$596K 0.05%
13,250
+3,747
+39% +$181K
DNP icon
315
DNP Select Income Fund
DNP
$4.16B
$594K 0.05%
58,456
-12,808
-18% -$131K
MLPN
316
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$594K 0.05%
16,479
+4,015
+32% +$143K
SU icon
317
Suncor Energy
SU
$76.4B
$588K 0.04%
16,374
+113
+0.7% +$4.54K
KRFT
318
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$588K 0.04%
10,394
-756
-7% -$43.7K
KBWY icon
319
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$318M
$585K 0.04%
18,953
-253
-1% -$8.29K
QQEW icon
320
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.73B
$585K 0.04%
+14,550
New +$579K
BPL
321
DELISTED
Buckeye Partners, L.P.
BPL
$583K 0.04%
7,309
-285
-4% -$22.7K
REM icon
322
iShares Mortgage Real Estate ETF
REM
$547M
$576K 0.04%
12,177
-1,512
-11% -$76K
NCZ
323
Virtus Convertible & Income Fund II
NCZ
$296M
$574K 0.04%
15,800
+2,069
+15% +$78.9K
SBUX icon
324
Starbucks
SBUX
$119B
$572K 0.04%
15,026
+214
+1% +$8.28K
RFV icon
325
Invesco S&P MidCap 400 Pure Value ETF
RFV
$337M
$571K 0.04%
11,210
-3,940
-26% -$210K
11 12
13
14 15

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.