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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+4.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$561M
AUM Growth
+$81.6M
Cap. Flow
+$60.3M
Cap. Flow %
10.75%
Top 10 Hldgs %
21.35%
Holding
482
New
95
Increased
182
Reduced
150
Closed
35

Top Buys

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$6.32M
2
MFA
MFA Financial
MFA
+$5.67M
3
VER
VEREIT, Inc.
VER
+$5.5M
4
POT
Potash Corp Of Saskatchewan
POT
+$5.49M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.48M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.85M
2
IBM icon
IBM
IBM
+$1.58M
3
AMLP icon
Alerian MLP ETF
AMLP
+$1.36M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$1.32M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.29M

Sector Composition

Rank Sector Weight
1 Real Estate 7.04%
2 Technology 5.74%
3 Energy 5.31%
4 Materials 4.76%
5 Healthcare 3.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
301
VanEck Gold Miners ETF
GDX
$22.8B
$337K 0.06%
+13,336
New +$355K
CHY
302
Calamos Convertible and High Income Fund
CHY
$1.05B
$334K 0.06%
26,505
-8,211
-24% -$102K
GLNG icon
303
Golar LNG
GLNG
$5.09B
$332K 0.06%
+8,815
New +$323K
PSEC icon
304
Prospect Capital
PSEC
$1.07B
$332K 0.06%
29,725
+4,150
+16% +$46.1K
JCI icon
305
Johnson Controls International
JCI
$87.6B
$330K 0.06%
+7,626
New +$323K
KRFT
306
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$329K 0.06%
6,242
+1,659
+36% +$90.9K
IMCB icon
307
iShares Morningstar Mid-Cap ETF
IMCB
$1.63B
$326K 0.06%
10,980
-288
-3% -$8.42K
STPP
308
DELISTED
iPath US Treasury Steepener ETN
STPP
$326K 0.06%
+8,240
New +$334K
NSC icon
309
Norfolk Southern
NSC
$77.7B
$324K 0.06%
4,199
+483
+13% +$36.2K
PDM
310
Piedmont Realty Trust
PDM
$1.19B
$324K 0.06%
18,729
-3,277
-15% -$58.6K
SDOG icon
311
ALPS Sector Dividend Dogs ETF
SDOG
$1.39B
$322K 0.06%
+10,037
New +$322K
RVT icon
312
Royce Value Trust
RVT
$2.19B
$319K 0.06%
21,436
-196
-0.9% -$2.85K
JLA
313
DELISTED
NUVEEN EQUITY PREMIUM ADVANTAGE FUND
JLA
$319K 0.06%
26,245
-930
-3% -$11.6K
BNY
314
Bank of New York Mellon
BNY
$108B
$314K 0.06%
10,370
+1,237
+14% +$37.9K
PALL icon
315
abrdn Physical Palladium Shares ETF
PALL
$609M
$310K 0.06%
21,925
-3,400
-13% -$48.2K
XEL icon
316
Xcel Energy
XEL
$50.4B
$308K 0.05%
11,190
-144
-1% -$4.12K
AMT icon
317
American Tower
AMT
$76.6B
$304K 0.05%
4,093
-312
-7% -$22.5K
IYW icon
318
iShares US Technology ETF
IYW
$23.9B
$302K 0.05%
+15,280
New +$297K
MET icon
319
MetLife
MET
$59.6B
$301K 0.05%
7,211
+1,878
+35% +$80.9K
SUSA icon
320
iShares ESG Optimized MSCI USA ETF
SUSA
$3.97B
$301K 0.05%
8,520
– –
TWO
321
Two Harbors Investment
TWO
$1.27B
$300K 0.05%
3,853
-1,900
-33% -$149K
DEM icon
322
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.88B
$297K 0.05%
5,800
-755
-12% -$37.9K
MLPN
323
DELISTED
Credit Suisse X- Links Cushing MLP Infrastructure ETN's due April 20, 2020
MLPN
$297K 0.05%
+10,100
New +$297K
GEO icon
324
The GEO Group
GEO
$4.11B
$296K 0.05%
13,410
-8,528
-39% -$191K
IEFA icon
325
iShares Core MSCI EAFE ETF
IEFA
$185B
$294K 0.05%
+5,100
New +$281K
11 12
13
14 15

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2013 Portfolio in Review

As of Q3 2013, Cetera Advisors held 482 positions worth $561M, up 17% from $479M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors deployed $60.3M of net new capital in Q3 2013, opening 95 new positions and adding to 182 existing holdings. Its largest new stake was Pultegroup: 370,787 shares worth $6.12M.

By sector, the portfolio is most concentrated in Real Estate at 7% of assets, up from 6% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $1.85M trimmed.

  • Cetera Advisors's largest Q3 2013 buy was Pultegroup: 370,787 shares worth $6.12M.
  • Cetera Advisors added most to VEREIT, Inc. in Q3 2013, an estimated $5.5M increase.
  • Cetera Advisors's biggest Q3 2013 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $1.85M.
  • Cetera Advisors fully exited State Street SPDR Bloomberg Convertible Securities ETF in Q3 2013, selling an estimated $1.32M.
  • Cetera Advisors's ten largest holdings make up 21% of its $561M portfolio in Q3 2013.
  • Cetera Advisors opened 95 new positions and closed 35 in Q3 2013.
  • Cetera Advisors's portfolio value rose 17% quarter-over-quarter to $561M.

Based on Cetera Advisors's 13F filing for Q3 2013, filed 14 Nov 2013.