We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USB icon
276
US Bancorp
USB
$98.9B
$3.85M 0.08%
64,783
-3,447
-5% -$196K
NFLX icon
277
Netflix
NFLX
$288B
$3.85M 0.08%
63,080
+2,900
+5% +$160K
AMLP icon
278
Alerian MLP ETF
AMLP
$13.1B
$3.84M 0.07%
115,125
-2,440
-2% -$81.5K
GSK icon
279
GSK
GSK
$103B
$3.75M 0.07%
78,569
+17,238
+28% +$866K
DNN icon
280
Denison Mines
DNN
$2.66B
$3.72M 0.07%
2,531,946
+1,347,792
+114% +$1.64M
VGT icon
281
Vanguard Information Technology ETF
VGT
$139B
$3.72M 0.07%
74,080
+4,496
+6% +$233K
IHI icon
282
iShares US Medical Devices ETF
IHI
$3.02B
$3.65M 0.07%
58,212
+6,726
+13% +$429K
BSV icon
283
Vanguard Short-Term Bond ETF
BSV
$44.6B
$3.62M 0.07%
44,181
+4,703
+12% +$387K
WFC icon
284
Wells Fargo
WFC
$261B
$3.6M 0.07%
77,598
+14,951
+24% +$692K
RDS.B
285
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3.52M 0.07%
79,502
+1,518
+2% +$60.1K
BSJO
286
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$3.49M 0.07%
139,309
+28,607
+26% +$718K
FXL icon
287
First Trust Technology AlphaDEX Fund
FXL
$2.47B
$3.44M 0.07%
27,969
+4,685
+20% +$588K
SYLD icon
288
Cambria Shareholder Yield ETF
SYLD
$982M
$3.4M 0.07%
56,471
+50,369
+825% +$3.11M
MPT
289
Medical Properties Trust
MPT
$2.88B
$3.39M 0.07%
168,845
+18,092
+12% +$371K
UNP icon
290
Union Pacific
UNP
$181B
$3.35M 0.07%
17,077
+1,749
+11% +$378K
IUSV icon
291
iShares Core S&P US Value ETF
IUSV
$27.1B
$3.3M 0.06%
46,568
+4,753
+11% +$345K
SDY icon
292
State Street SPDR S&P Dividend ETF
SDY
$21.8B
$3.29M 0.06%
27,943
+5,587
+25% +$684K
VCIT icon
293
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.27M 0.06%
34,691
+10,450
+43% +$998K
CCL icon
294
Carnival Corporation Ltd
CCL
$35.8B
$3.27M 0.06%
130,591
+34,176
+35% +$795K
FMAY icon
295
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$3.27M 0.06%
89,833
+33,012
+58% +$1.21M
VRTX icon
296
Vertex Pharmaceuticals
VRTX
$122B
$3.26M 0.06%
17,953
-10,104
-36% -$1.97M
CGW icon
297
Invesco S&P Global Water Index ETF
CGW
$1.05B
$3.25M 0.06%
58,251
+34
+0.1% +$1.95K
RPV icon
298
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$3.23M 0.06%
42,628
+645
+2% +$49.1K
WM icon
299
Waste Management
WM
$95.5B
$3.23M 0.06%
21,630
+1,706
+9% +$255K
TJX icon
300
TJX Companies
TJX
$170B
$3.19M 0.06%
48,408
-1,035
-2% -$72.3K
10 11
12
13 14

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.