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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$2.34B
AUM Growth
+$76.5M
Cap. Flow
-$57.8M
Cap. Flow %
-2.47%
Top 10 Hldgs %
25.79%
Holding
974
New
85
Increased
387
Reduced
397
Closed
56

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.7M
2
XSLV icon
Invesco S&P SmallCap Low Volatility ETF
XSLV
+$5.39M
3
PSL icon
Invesco Dorsey Wright Consumer Staples Momentum ETF
PSL
+$5.29M
4
TTD icon
Trade Desk
TTD
+$4.45M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.38M

Top Sells

Rank Stock Value
1
BND icon
Vanguard Total Bond Market
BND
+$31.4M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.55M
3
IYH icon
iShares US Healthcare ETF
IYH
+$7.9M
4
FTSD icon
Franklin Short Duration US Government ETF
FTSD
+$7.62M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$7.57M

Sector Composition

Rank Sector Weight
1 Technology 6.04%
2 Financials 4.65%
3 Industrials 3.56%
4 Healthcare 3.2%
5 Communication Services 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TJX icon
276
TJX Companies
TJX
$170B
$1.56M 0.07%
25,590
-242
-0.9% -$14.3K
BRW
277
Saba Capital Income & Opportunities Fund
BRW
$338M
$1.55M 0.07%
154,512
-4,980
-3% -$48K
VPU
278
Vanguard Utilities ETF
VPU
$8.83B
$1.55M 0.07%
10,820
+2,525
+30% +$355K
ISTB icon
279
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.07B
$1.53M 0.07%
30,379
+568
+2% +$28.6K
MINT icon
280
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$1.53M 0.07%
15,039
+65
+0.4% +$6.61K
BIL icon
281
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$1.52M 0.06%
16,645
+2,847
+21% +$260K
ACWX icon
282
iShares MSCI ACWI ex US ETF
ACWX
$11.4B
$1.51M 0.06%
30,788
+1,800
+6% +$85.8K
EMR icon
283
Emerson Electric
EMR
$81.2B
$1.5M 0.06%
19,681
-2,295
-10% -$165K
IXN icon
284
iShares Global Tech ETF
IXN
$8.85B
$1.49M 0.06%
42,486
+768
+2% +$25.2K
TOTL icon
285
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.11B
$1.49M 0.06%
30,385
-6,560
-18% -$321K
WBA
286
DELISTED
Walgreens Boots Alliance
WBA
$1.48M 0.06%
25,065
+1,218
+5% +$70.2K
HYDB icon
287
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
$1.47M 0.06%
28,954
+5,833
+25% +$294K
MLPA icon
288
Global X MLP ETF
MLPA
$2.28B
$1.47M 0.06%
30,865
+4,623
+18% +$216K
AEP icon
289
American Electric Power
AEP
$73.4B
$1.46M 0.06%
15,401
+39
+0.3% +$3.6K
EPD icon
290
Enterprise Products Partners
EPD
$83.9B
$1.44M 0.06%
51,010
-3,130
-6% -$84.8K
GIS icon
291
General Mills
GIS
$19B
$1.44M 0.06%
26,806
-218
-0.8% -$11.5K
KMB icon
292
Kimberly-Clark
KMB
$35.6B
$1.44M 0.06%
10,408
-412
-4% -$55.7K
GBAB
293
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$381M
$1.43M 0.06%
60,388
-616
-1% -$14.7K
NKE icon
294
Nike
NKE
$60.8B
$1.42M 0.06%
14,000
+2,092
+18% +$197K
ADBE icon
295
Adobe
ADBE
$84.3B
$1.41M 0.06%
4,278
+917
+27% +$270K
BLW icon
296
BlackRock Limited Duration Income Trust
BLW
$492M
$1.4M 0.06%
85,609
+8,983
+12% +$143K
VBR icon
297
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.39M 0.06%
10,115
+340
+3% +$45K
LLY icon
298
Eli Lilly
LLY
$1.06T
$1.39M 0.06%
10,561
-1,265
-11% -$147K
XLU icon
299
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$1.39M 0.06%
42,922
-218,288
-84% -$6.93M
SPTL icon
300
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.4B
$1.39M 0.06%
35,621
-56,154
-61% -$2.24M
10 11
12
13 14

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MNG
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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Cetera Advisors held 974 positions worth $2.34B, up 3.4% from $2.26B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Cetera Advisors's Q4 2019 filing shows 85 new, 387 increased, 397 reduced and 56 closed positions. Its largest new stake was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M. The largest sale was Vanguard Total Bond Market, an estimated $31.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, up from 5.4% a quarter earlier, followed by Financials and Industrials.

  • Cetera Advisors's largest Q4 2019 buy was Invesco Dorsey Wright Consumer Staples Momentum ETF: 73,745 shares worth $5.47M.
  • Cetera Advisors added most to iShares MSCI USA Min Vol Factor ETF in Q4 2019, an estimated $16.7M increase.
  • Cetera Advisors's biggest Q4 2019 reduction was Vanguard Total Bond Market, cutting an estimated $31.4M.
  • Cetera Advisors fully exited Invesco BulletShares 2019 High Yield Corporate Bond ETF in Q4 2019, selling an estimated $3.22M.
  • Cetera Advisors's ten largest holdings make up 26% of its $2.34B portfolio in Q4 2019.
  • Cetera Advisors opened 85 new positions and closed 56 in Q4 2019.
  • Cetera Advisors's portfolio value rose 3.4% quarter-over-quarter to $2.34B.

Based on Cetera Advisors's 13F filing for Q4 2019, filed 10 Feb 2020.