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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOO icon
276
Vanguard S&P 500 ETF
VOO
$979B
$774K 0.06%
4,279
+418
+11% +$75.8K
ESRX
277
DELISTED
Express Scripts Holding Company
ESRX
$771K 0.06%
10,904
-880
-7% -$62.7K
PSEC icon
278
Prospect Capital
PSEC
$1.07B
$770K 0.06%
77,587
+34,244
+79% +$361K
DLN icon
279
WisdomTree US LargeCap Dividend Fund
DLN
$6.23B
$767K 0.06%
21,570
– –
VHT icon
280
Vanguard Health Care ETF
VHT
$17.8B
$767K 0.06%
6,507
+520
+9% +$59.6K
STPZ icon
281
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$512M
$762K 0.06%
14,472
+9,504
+191% +$505K
WFC icon
282
Wells Fargo
WFC
$262B
$758K 0.06%
14,580
-494
-3% -$25.4K
FPX icon
283
First Trust US Equity Opportunities ETF
FPX
$1.54B
$756K 0.06%
15,572
+3,517
+29% +$170K
MINT icon
284
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$745K 0.06%
7,370
-19,151
-72% -$1.94M
ETR icon
285
Entergy
ETR
$53.6B
$733K 0.06%
19,064
-862
-4% -$32.6K
PID icon
286
Invesco International Dividend Achievers ETF
PID
$910M
$732K 0.06%
39,532
+3,339
+9% +$64.3K
EMB icon
287
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$730K 0.06%
6,457
+3,492
+118% +$400K
NEE icon
288
NextEra Energy
NEE
$186B
$718K 0.05%
30,668
-3,372
-10% -$81.4K
FVD icon
289
First Trust Value Line Dividend Fund
FVD
$8.18B
$716K 0.05%
32,023
+3,370
+12% +$76.5K
NDAQ icon
290
Nasdaq
NDAQ
$51.4B
$711K 0.05%
+49,848
New +$699K
VGT icon
291
Vanguard Information Technology ETF
VGT
$142B
$708K 0.05%
56,512
-165,632
-75% -$2.06M
SBR
292
Sabine Royalty Trust
SBR
$1.08B
$694K 0.05%
12,765
+781
+7% +$44.4K
CVS icon
293
CVS Health
CVS
$138B
$677K 0.05%
8,513
+1,139
+15% +$89.8K
WOOF
294
DELISTED
VCA Inc.
WOOF
$677K 0.05%
17,175
+884
+5% +$34.1K
IYW icon
295
iShares US Technology ETF
IYW
$24.5B
$669K 0.05%
26,532
+4,276
+19% +$107K
FGD icon
296
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.52B
$664K 0.05%
25,010
+9,193
+58% +$260K
COST icon
297
Costco
COST
$411B
$654K 0.05%
5,169
-1,039
-17% -$126K
MLPI
298
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
$654K 0.05%
14,392
+1,762
+14% +$78.4K
XLK icon
299
State Street Technology Select Sector SPDR ETF
XLK
$117B
$652K 0.05%
32,594
+5,874
+22% +$116K
CME icon
300
CME Group
CME
$90.1B
$645K 0.05%
8,070
+1,159
+17% +$87.3K
10 11
12
13 14

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DPAM
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VAM
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CAN
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ICG
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CW
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WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.