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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-0.93%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$5.14B
AUM Growth
+$915M
Cap. Flow
+$1B
Cap. Flow %
19.49%
Top 10 Hldgs %
22.85%
Holding
1,490
New
169
Increased
942
Reduced
225
Closed
82

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.3M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$49.5M
3
TSLA icon
Tesla
TSLA
+$43.6M
4
VGK icon
Vanguard FTSE Europe ETF
VGK
+$32.5M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$29.2M

Top Sells

Rank Stock Value
1
RNAC icon
Cartesian Therapeutics
RNAC
+$4.62M
2
LQDH icon
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
+$4.05M
3
DAPR icon
FT Vest US Equity Deep Buffer ETF April
DAPR
+$3.32M
4
MSOS icon
AdvisorShares Pure US Cannabis ETF
MSOS
+$3.26M
5
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$3.25M

Sector Composition

Rank Sector Weight
1 Technology 8.08%
2 Consumer Discretionary 5.66%
3 Financials 4.32%
4 Industrials 4.2%
5 Communication Services 3.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDN icon
251
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.87B
$4.28M 0.08%
18,126
+5,639
+45% +$1.38M
GE icon
252
GE Aerospace
GE
$366B
$4.27M 0.08%
66,587
+10,566
+19% +$679K
FLQM icon
253
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.55B
$4.27M 0.08%
97,389
+2,332
+2% +$106K
VB icon
254
Vanguard Small-Cap ETF
VB
$79.6B
$4.24M 0.08%
19,382
+2,019
+12% +$449K
NOW icon
255
ServiceNow
NOW
$100B
$4.17M 0.08%
33,545
+27,905
+495% +$3.38M
HFXI icon
256
NYLI FTSE International Equity Currency Neutral ETF
HFXI
$1.98B
$4.17M 0.08%
170,744
+64,616
+61% +$1.62M
FFEB icon
257
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
$4.15M 0.08%
113,056
+13,314
+13% +$492K
KNG icon
258
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.37B
$4.12M 0.08%
79,418
+39,027
+97% +$2.12M
EEM icon
259
iShares MSCI Emerging Markets ETF
EEM
$28.3B
$4.11M 0.08%
81,532
-10,307
-11% -$537K
PKW icon
260
Invesco BuyBack Achievers ETF
PKW
$1.68B
$4.1M 0.08%
45,453
+41,878
+1,171% +$3.85M
HDV
261
iShares Core High Dividend ETF
HDV
$14.4B
$4.09M 0.08%
216,805
+59,020
+37% +$1.14M
BSJQ icon
262
Invesco BulletShares 2026 High Yield Corporate Bond ETF
BSJQ
$904M
$4.08M 0.08%
158,711
+17,254
+12% +$444K
RDS.A
263
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$4.07M 0.08%
91,225
+32,592
+56% +$1.31M
BLK icon
264
Blackrock
BLK
$161B
$4.05M 0.08%
4,834
+556
+13% +$498K
MU icon
265
Micron Technology
MU
$1.08T
$4.04M 0.08%
56,986
+18,941
+50% +$1.42M
VTV icon
266
Vanguard Value ETF
VTV
$188B
$4.01M 0.08%
29,614
+4,377
+17% +$609K
DHS icon
267
WisdomTree US High Dividend Fund
DHS
$1.54B
$3.97M 0.08%
51,628
+48,473
+1,536% +$3.84M
XHB icon
268
State Street SPDR S&P Homebuilders ETF
XHB
$1.72B
$3.96M 0.08%
55,202
+5,174
+10% +$389K
EFV icon
269
iShares MSCI EAFE Value ETF
EFV
$27.6B
$3.95M 0.08%
77,639
+3,434
+5% +$178K
KBWB icon
270
Invesco KBW Bank ETF
KBWB
$7.04B
$3.93M 0.08%
58,560
+4,238
+8% +$275K
NKE icon
271
Nike
NKE
$61.1B
$3.89M 0.08%
26,786
+2,872
+12% +$468K
DELL icon
272
Dell
DELL
$284B
$3.86M 0.08%
73,275
+28,815
+65% +$1.44M
AMD icon
273
Advanced Micro Devices
AMD
$883B
$3.86M 0.08%
37,543
+69
+0.2% +$7.05K
TLT icon
274
iShares 20+ Year Treasury Bond ETF
TLT
$42.2B
$3.86M 0.08%
26,753
+9,432
+54% +$1.4M
LLY icon
275
Eli Lilly
LLY
$1.07T
$3.86M 0.08%
16,708
+3,322
+25% +$820K
9 10
11
12 13

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Advisors held 1,490 positions worth $5.14B, up 22% from $4.22B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Cetera Advisors deployed $1B of net new capital in Q3 2021, opening 169 new positions and adding to 942 existing holdings. Its largest new stake was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.2% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was FT Vest US Equity Deep Buffer ETF April, an estimated $3.32M trimmed.

  • Cetera Advisors's largest Q3 2021 buy was PIMCO 15+ Year US TIPS Index Exchange-Traded Fund: 94,935 shares worth $8.23M.
  • Cetera Advisors added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $50.3M increase.
  • Cetera Advisors's biggest Q3 2021 reduction was FT Vest US Equity Deep Buffer ETF April, cutting an estimated $3.32M.
  • Cetera Advisors fully exited Cartesian Therapeutics in Q3 2021, selling an estimated $4.62M.
  • Cetera Advisors's ten largest holdings make up 23% of its $5.14B portfolio in Q3 2021.
  • Cetera Advisors opened 169 new positions and closed 82 in Q3 2021.
  • Cetera Advisors's portfolio value rose 22% quarter-over-quarter to $5.14B.

Based on Cetera Advisors's 13F filing for Q3 2021, filed 16 Nov 2021.