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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-11.7%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.71B
AUM Growth
-$329M
Cap. Flow
-$78.1M
Cap. Flow %
-4.56%
Top 10 Hldgs %
21.41%
Holding
1,019
New
61
Increased
355
Reduced
383
Closed
175

Top Buys

Rank Stock Value
1
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$11.2M
2
XMLV icon
Invesco S&P MidCap Low Volatility ETF
XMLV
+$10.3M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.1M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$5.75M
5
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$5.05M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$14.8M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.93M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$5.76M
4
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$5.36M
5
VTI icon
Vanguard Total Stock Market ETF
VTI
+$5.07M

Sector Composition

Rank Sector Weight
1 Technology 5.04%
2 Financials 3.91%
3 Industrials 3.54%
4 Healthcare 3.4%
5 Communication Services 2.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBS icon
251
Webster Financial
WBS
$12.2B
$1.35M 0.08%
27,490
-140
-0.5% -$8K
IUSG icon
252
iShares Core S&P US Growth ETF
IUSG
$31.3B
$1.35M 0.08%
25,675
+1,941
+8% +$110K
SLY
253
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$1.34M 0.08%
22,381
+6,582
+42% +$440K
VONE icon
254
Vanguard Russell 1000 ETF
VONE
$8.18B
$1.34M 0.08%
11,670
+403
+4% +$49.7K
VOE icon
255
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.33M 0.08%
13,969
-1,182
-8% -$124K
PKB icon
256
Invesco Building & Construction ETF
PKB
$438M
$1.33M 0.08%
55,577
-7,580
-12% -$198K
SHY icon
257
iShares 1-3 Year Treasury Bond ETF
SHY
$25.3B
$1.33M 0.08%
15,949
-1,925
-11% -$160K
IWB icon
258
iShares Russell 1000 ETF
IWB
$47.7B
$1.32M 0.08%
9,515
-1,103
-10% -$165K
GILD icon
259
Gilead Sciences
GILD
$162B
$1.32M 0.08%
20,797
-7,946
-28% -$555K
WPC icon
260
W.P. Carey
WPC
$16.7B
$1.31M 0.08%
20,512
+6,568
+47% +$427K
SCHM icon
261
Schwab US Mid-Cap ETF
SCHM
$14.7B
$1.31M 0.08%
81,801
+96
+0.1% +$1.68K
LYG icon
262
Lloyds Banking Group
LYG
$87B
$1.3M 0.08%
509,343
+4,874
+1% +$13.9K
OPP
263
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$1.3M 0.08%
81,239
+5,969
+8% +$95.5K
VBR icon
264
Vanguard Small-Cap Value ETF
VBR
$36.8B
$1.29M 0.08%
11,299
-2,465
-18% -$312K
WBA
265
DELISTED
Walgreens Boots Alliance
WBA
$1.29M 0.08%
18,870
+4,286
+29% +$332K
SPG icon
266
Simon Property Group
SPG
$73B
$1.28M 0.07%
7,565
+2,077
+38% +$371K
USB icon
267
US Bancorp
USB
$98.7B
$1.28M 0.07%
27,885
+5,596
+25% +$288K
FDL icon
268
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.6B
$1.26M 0.07%
46,434
+12,771
+38% +$371K
SJNK icon
269
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
$1.25M 0.07%
47,966
-120,009
-71% -$3.22M
BSJO
270
DELISTED
Invesco BulletShares 2024 High Yield Corporate Bond ETF
BSJO
$1.25M 0.07%
53,493
+10,051
+23% +$243K
PYPL icon
271
PayPal
PYPL
$49.4B
$1.24M 0.07%
14,857
+2,841
+24% +$237K
GE icon
272
GE Aerospace
GE
$362B
$1.24M 0.07%
33,571
-4,620
-12% -$209K
VGT icon
273
Vanguard Information Technology ETF
VGT
$140B
$1.23M 0.07%
59,024
+2,720
+5% +$61.6K
LGLV icon
274
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.18B
$1.23M 0.07%
13,700
+600
+5% +$56.1K
CLF icon
275
Cleveland-Cliffs
CLF
$6.25B
$1.23M 0.07%
159,759
-5,388
-3% -$53.9K
9 10
11
12 13

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q4 2018 Portfolio in Review

As of Q4 2018, Cetera Advisors held 1,019 positions worth $1.71B, down 16% from $2.04B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Cetera Advisors withdrew a net $78.1M in Q4 2018, closing 175 positions and reducing 383 holdings. Its most notable exit was iShares MSCI ACWI ETF, an estimated $4.6M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

Against the trend, Cetera Advisors opened a new position in Bread Financial worth $2.54M.

  • Cetera Advisors's largest Q4 2018 buy was Bread Financial: 21,124 shares worth $2.54M.
  • Cetera Advisors added most to iShares MSCI EAFE Min Vol Factor ETF in Q4 2018, an estimated $11.2M increase.
  • Cetera Advisors's biggest Q4 2018 reduction was Invesco QQQ Trust, cutting an estimated $14.8M.
  • Cetera Advisors fully exited iShares MSCI ACWI ETF in Q4 2018, selling an estimated $4.6M.
  • Cetera Advisors's ten largest holdings make up 21% of its $1.71B portfolio in Q4 2018.
  • Cetera Advisors opened 61 new positions and closed 175 in Q4 2018.
  • Cetera Advisors's portfolio value fell 16% quarter-over-quarter to $1.71B.

Based on Cetera Advisors's 13F filing for Q4 2018, filed 15 Feb 2019.