We are live on ! Find out more
CA

Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
+2.77%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.3B
AUM Growth
+$16.7M
Cap. Flow
-$12.5M
Cap. Flow %
-0.96%
Top 10 Hldgs %
21.98%
Holding
852
New
75
Increased
287
Reduced
343
Closed
82

Top Buys

Rank Stock Value
1
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.93M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.76M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.18M
4
EFAV icon
iShares MSCI EAFE Min Vol Factor ETF
EFAV
+$3.66M
5
VB icon
Vanguard Small-Cap ETF
VB
+$3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.82M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$3.44M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.15M
4
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.14M
5
RBS.PRT
ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD
RBS.PRT
+$2.66M

Sector Composition

Rank Sector Weight
1 Technology 4.56%
2 Energy 4.04%
3 Financials 3.75%
4 Industrials 3.72%
5 Healthcare 3.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DWFI
251
DELISTED
SPDR Dorsey Wright Fixed Income Allocation ETF
DWFI
$1.07M 0.08%
+41,505
New +$1.07M
CMI icon
252
Cummins
CMI
$91.2B
$1.07M 0.08%
8,290
+3,430
+71% +$416K
VIOO icon
253
Vanguard S&P Small-Cap 600 ETF
VIOO
$4.16B
$1.06M 0.08%
18,920
+3,670
+24% +$203K
KMI icon
254
Kinder Morgan
KMI
$72.3B
$1.06M 0.08%
45,659
-9,755
-18% -$207K
WRK
255
DELISTED
WestRock Company
WRK
$1.04M 0.08%
21,496
+1,170
+6% +$52.2K
MTUM icon
256
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
$1.04M 0.08%
13,384
+4,814
+56% +$374K
DFJ icon
257
WisdomTree Japan SmallCap Dividend Fund
DFJ
$381M
$1.04M 0.08%
16,875
-295
-2% -$17.3K
OPPE
258
WisdomTree European Opportunities Fund
OPPE
$283M
$1.03M 0.08%
+42,284
New +$1.02M
BX icon
259
Blackstone
BX
$150B
$1.03M 0.08%
40,196
+4,274
+12% +$113K
MMP
260
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.02M 0.08%
14,484
-993
-6% -$70.8K
PCG icon
261
PG&E
PCG
$39.9B
$1.02M 0.08%
16,759
-287
-2% -$18.2K
VOE icon
262
Vanguard Mid-Cap Value ETF
VOE
$23.5B
$1.02M 0.08%
10,964
+504
+5% +$46.6K
IDLV icon
263
Invesco S&P International Developed Low Volatility ETF
IDLV
$339M
$1.02M 0.08%
33,405
-6,359
-16% -$195K
UPS icon
264
United Parcel Service
UPS
$98.5B
$1.01M 0.08%
9,326
-883
-9% -$96.4K
WSO icon
265
Watsco Inc
WSO
$14.9B
$1M 0.08%
7,100
– –
FDL icon
266
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.65B
$999K 0.08%
36,698
+13,296
+57% +$364K
IVE icon
267
iShares S&P 500 Value ETF
IVE
$48.8B
$999K 0.08%
10,534
-2,063
-16% -$196K
IWV icon
268
iShares Russell 3000 ETF
IWV
$19.7B
$995K 0.08%
7,754
-163
-2% -$20.8K
TFI icon
269
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$995K 0.08%
19,859
-1,386
-7% -$69.8K
NBB icon
270
Nuveen Taxable Municipal Income Fund
NBB
$449M
$992K 0.08%
43,825
+1,350
+3% +$30.6K
GPC icon
271
Genuine Parts
GPC
$16.6B
$983K 0.08%
9,805
+542
+6% +$55K
AET
272
DELISTED
Aetna Inc
AET
$975K 0.07%
8,453
-36
-0.4% -$4.22K
MAIN icon
273
Main Street Capital
MAIN
$4.99B
$967K 0.07%
28,149
+2,042
+8% +$69K
USB icon
274
US Bancorp
USB
$100B
$964K 0.07%
22,496
-604
-3% -$25.7K
IUSG icon
275
iShares Core S&P US Growth ETF
IUSG
$31.8B
$957K 0.07%
22,480
+508
+2% +$21.5K
9 10
11
12 13

Similar funds

MNG
Manning & Napier Group Fairport, New York $8.76B AUM 23.27% 1-Year Est. Return
DPAM
Degroof Petercam Asset Management Brussels, Belgium $8.32B AUM
VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
Wilbanks Smith & Thomas Asset Management Norfolk, Virginia $3.57B AUM 21.11% 1-Year Est. Return
CT
Cambridge Trust Cambridge, Massachusetts $2.64B AUM 28.73% 1-Year Est. Return

Cetera Advisors's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Advisors held 852 positions worth $1.3B, up 1.3% from $1.29B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Cetera Advisors's Q3 2016 filing shows 75 new, 287 increased, 343 reduced and 82 closed positions. Its largest new stake was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $3.82M.

By sector, the portfolio is most concentrated in Technology at 4.6% of assets, up from 4.2% a quarter earlier, followed by Energy and Financials.

  • Cetera Advisors's largest Q3 2016 buy was iShares Core Conservative Allocation ETF: 44,075 shares worth $1.47M.
  • Cetera Advisors added most to iShares Core S&P Mid-Cap ETF in Q3 2016, an estimated $6.93M increase.
  • Cetera Advisors's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.82M.
  • Cetera Advisors fully exited ROYAL BANK OF SCOTLAND GRP PLS (THE) SPONS ADR REPSTG PFD in Q3 2016, selling an estimated $2.66M.
  • Cetera Advisors's ten largest holdings make up 22% of its $1.3B portfolio in Q3 2016.
  • Cetera Advisors opened 75 new positions and closed 82 in Q3 2016.
  • Cetera Advisors's portfolio value rose 1.3% quarter-over-quarter to $1.3B.

Based on Cetera Advisors's 13F filing for Q3 2016, filed 15 Nov 2016.