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Cetera Advisors Portfolio holdings

AUM $12.7B
1-Year Est. Return 22.7%
This Fund
S&P 500
This Quarter Est. Return
-2.05%
1 Year Est. Return
+22.7%
3 Year Est. Return
+27.57%
5 Year Est. Return
+84.51%
10 Year Est. Return
+153.36%
AUM
$1.31B
AUM Growth
+$421M
Cap. Flow
+$44.4M
Cap. Flow %
3.38%
Top 10 Hldgs %
40.61%
Holding
669
New
74
Increased
335
Reduced
168
Closed
51

Top Buys

Rank Stock Value
1
MAIN icon
Main Street Capital
MAIN
+$6.59M
2
VALE icon
Vale
VALE
+$5.53M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$4.13M
4
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$2.88M
5
TIP icon
iShares TIPS Bond ETF
TIP
+$2.64M

Top Sells

Rank Stock Value
1
PHM icon
Pultegroup
PHM
+$7.29M
2
MFA
MFA Financial
MFA
+$5.95M
3
POT
Potash Corp Of Saskatchewan
POT
+$5.23M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.77M
5
VGT icon
Vanguard Information Technology ETF
VGT
+$2.06M

Sector Composition

Rank Sector Weight
1 Energy 4.65%
2 Financials 3.77%
3 Technology 3.52%
4 Real Estate 3.05%
5 Healthcare 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DCP
251
DELISTED
DCP Midstream, LP
DCP
$848K 0.06%
15,570
+1,425
+10% +$78.2K
EWP icon
252
iShares MSCI Spain ETF
EWP
$2B
$836K 0.06%
+21,280
New +$865K
QCOM icon
253
Qualcomm
QCOM
$185B
$836K 0.06%
11,247
-2,112
-16% -$162K
GLW icon
254
Corning
GLW
$133B
$835K 0.06%
43,161
-47,741
-53% -$995K
HON icon
255
Honeywell
HON
$73.8B
$833K 0.06%
9,933
+1,641
+20% +$139K
DES icon
256
WisdomTree US SmallCap Dividend Fund
DES
$2.2B
$830K 0.06%
38,367
+3,312
+9% +$75.3K
IEI icon
257
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$830K 0.06%
6,860
+1,619
+31% +$197K
BRK.A icon
258
Berkshire Hathaway Class A
BRK.A
$1.05T
$828K 0.06%
4
– –
DON icon
259
WisdomTree US MidCap Dividend Fund
DON
$4.02B
$827K 0.06%
31,695
+5,898
+23% +$159K
IJJ icon
260
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.82B
$820K 0.06%
13,744
-5,564
-29% -$348K
EFV icon
261
iShares MSCI EAFE Value ETF
EFV
$27.7B
$818K 0.06%
14,991
-572
-4% -$32.6K
DEM icon
262
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.91B
$814K 0.06%
16,935
+2,903
+21% +$151K
KRG icon
263
Kite Realty
KRG
$5.97B
$810K 0.06%
+33,458
New +$847K
ADM icon
264
Archer Daniels Midland
ADM
$42.1B
$806K 0.06%
+15,710
New +$771K
MOH icon
265
Molina Healthcare
MOH
$11.6B
$806K 0.06%
19,101
+970
+5% +$42.9K
SHY icon
266
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$806K 0.06%
9,583
+1,512
+19% +$128K
EMFT
267
DELISTED
SPDR MSCI EM 50 ETF
EMFT
$805K 0.06%
16,720
-727
-4% -$37.7K
CRM icon
268
Salesforce
CRM
$133B
$801K 0.06%
13,929
+5,595
+67% +$315K
PCG icon
269
PG&E
PCG
$39.9B
$800K 0.06%
17,720
+1,100
+7% +$50.6K
GME icon
270
GameStop
GME
$9.69B
$795K 0.06%
+76,952
New +$818K
SRC
271
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$794K 0.06%
16,216
-5,369
-25% -$277K
IYJ icon
272
iShares US Industrials ETF
IYJ
$1.95B
$790K 0.06%
15,622
+2,742
+21% +$141K
MUB icon
273
iShares National Muni Bond ETF
MUB
$45.2B
$790K 0.06%
7,221
+188
+3% +$20.5K
IEF icon
274
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$785K 0.06%
7,576
+1,478
+24% +$153K
XLU icon
275
State Street Utilities Select Sector SPDR ETF
XLU
$23.9B
$785K 0.06%
37,312
+8,856
+31% +$188K
9 10
11
12 13

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MNG
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DPAM
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VAM
Vontobel Asset Management New York $18.1B AUM 28.09% 1-Year Est. Return
CAN
Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return
ICG
InterOcean Capital Group Nashville, Tennessee $4.19B AUM 26.29% 1-Year Est. Return
CW
Connectus Wealth Cincinnati, Ohio $3.66B AUM 26.47% 1-Year Est. Return
WSTAM
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CT
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Cetera Advisors's Q3 2014 Portfolio in Review

As of Q3 2014, Cetera Advisors held 669 positions worth $1.31B, up 47% from $892M the previous quarter. Its ten largest holdings account for 41% of the portfolio.

Cetera Advisors deployed $44.4M of net new capital in Q3 2014, opening 74 new positions and adding to 335 existing holdings. Its largest new stake was Apollo Global Management: 68,910 shares worth $1.65M.

By sector, the portfolio is most concentrated in Energy at 4.7% of assets, down from 6.4% a quarter earlier, followed by Financials and Technology.

On the sell side, the largest reduction was MFA Financial, an estimated $5.95M trimmed.

  • Cetera Advisors's largest Q3 2014 buy was Apollo Global Management: 68,910 shares worth $1.65M.
  • Cetera Advisors added most to Main Street Capital in Q3 2014, an estimated $6.59M increase.
  • Cetera Advisors's biggest Q3 2014 reduction was MFA Financial, cutting an estimated $5.95M.
  • Cetera Advisors fully exited Pultegroup in Q3 2014, selling an estimated $7.29M.
  • Cetera Advisors's ten largest holdings make up 41% of its $1.31B portfolio in Q3 2014.
  • Cetera Advisors opened 74 new positions and closed 51 in Q3 2014.
  • Cetera Advisors's portfolio value rose 47% quarter-over-quarter to $1.31B.

Based on Cetera Advisors's 13F filing for Q3 2014, filed 21 Nov 2014.